RESEARCH REPORT
INFLAMMATION – A DOUBLE-EDGED SWORD
What is Known About the Associated Health Risks and Prevention?
PART I
by William R. Ware, Ph.D.
Emeritus Professor of Chemistry, University of Western Ontario
The subject of inflammation seems to be appearing with greater frequency in the media and even as the feature
subject in health magazines (e.g. in 2004 the July Life Extension and the August Alive) and
newsletters devoted to health issues. Inflammation "The Secret Killer" was the cover story of the February 23,
2004 issue of Time magazine. If the title or abstract key word "inflammation," is used in a MEDLINE
(PubMed) search of the medical literature, it brings up almost 16,000 citations for just 2002-2003. Chronic
inflammation appears to be associated with many health issues where the connection is neither obvious nor
even generally appreciated. This review will explore a number of aspects of this subject. First we will examine
why inflammation can be viewed as a double-edged sword by looking at the inflammatory component of the
immune response.
INFLAMMATION AND THE IMMUNE RESPONSE
This review will be concerned with chronic inflammation and the associated health issues (1-3). Its
counterpart, acute inflammation, is presumably well known to readers, and is characterized by its
relatively short duration which is frequently accompanied by pain, fever, swelling, etc. For example, the
occurrence of a cut will immediately result in the body marshalling forces to deal with bacterial and other foreign
matter introduced by the injury. This immune reaction is accompanied by inflammatory processes of great
biochemical complexity. Within a short period the injury may exhibit swelling, pain and redness. There follows a
complex series of repair processes which eventually lead to healing, perhaps with the formation of some scare
tissue. The entire episode is characterized by its short duration and by the success of the body in dealing with
the problems of infectious agents, foreign material, injured tissue disposal, and repair of the damaged area.
Thus inflammation is the body's immediate response to injury or infection, and the normal end result is the
elimination of invading pathogens or toxins and the repair of damaged tissue. This is critical to our everyday
survival.
The acute inflammatory response is normally subject to a series of complicated control mechanisms which turn
off the generation of dangerous chemicals secreted by cells of the immune system when their task is completed.
Failure of this control mechanism can lead to uncontrolled inflammation and serious disease. Also, if the body is
unable to successfully deal with the cause of the acute response, for example due to a severely impaired
immune system or an infectious agent that overwhelms the immune system, the problem can escalate to one of
critical or even fatal proportions. An example is the Systemic Inflammatory Response Syndrome (SIRS) seen in
the critical care setting.
Chronic inflammation, on the other hand, may develop in several different ways, depending on the
circumstances (2). For example, if the cause of an acute inflammatory episode is not completely resolved due to
the inability to completely eliminate the agent responsible, a low-level immune/inflammatory reaction will remain.
It is also possible that there is no acute phase due to the stimuli responsible having low toxicity and thus being
incapable of initiating the acute inflammatory response but still able to maintain a low-level immune/inflammatory
reaction. Normally, the term chronic is used to describe an inflammatory process that persists for more than a
few days or weeks. Chronic inflammation has been described as "frustrated repair," repair that is thwarted
because of the presence of an irritant that cannot be eliminated, such as a persistent antigen that continues to
trigger a low-level immune response. The continuous immune response with its associated inflammation can be
extremely damaging.
Causes of chronic inflammation include:
- Persistent infectious agents, especially those of low toxicity that are not eliminated by the normal
immune/inflammatory response.
- Remnants of dead organisms such as bacteria which remain after the bacteria have been killed by
the normal immune reaction.
- Foreign material for which the body has no mechanism for complete removal, such as silica dust,
talcum powder, splinters, etc.
- Metabolic products that accumulate in abnormal amounts, deposit in inappropriate locations and
become a source of irritation and inflammation. A classic example is the accumulation of uric acid
crystals in joints to yield the painful disorder gout.
- Psychological stress which can have much more widespread inflammatory effects than is generally
appreciated. This type of stress is now known to stimulate the production of a variety of pro-inflammatory
substances.
- Non-self tissue such as in organ transplants or the failure of the immune system to recognize "self"
as in autoimmune disease.
- Toxins in food, air, water or tobacco smoke.
- Obesity and overeating in general.
- Hyperglycemia and diabetes.
The immune system is clearly and directly involved in chronic inflammation and inflammatory lesions are
frequently characterized by the presence of cells involved in the immune response. Chronic inflammation may
be asymptomatic, may "simmer" for years, release of a whole host of potentially toxic substances and may
continue unnoticed until a resultant disease state becomes symptomatic and recognizable. Some of these toxic
substances are capable of causing DNA or RNA damage and can, for example, initiate cancer (4-6). These
substances may also create a pro-cancerous environment which promotes cancer cells or tumors to grow,
establish blood supply, and even metastasize (7). The list of toxic substances associated with inflammation is
long, and the damage and potential problems manifold. On the other hand, chronic inflammation can even at a
fairly early stage result in painful symptoms and potentially life-altering problems such as are seen in rheumatoid
arthritis. In fact, rheumatoid arthritis is the classic example of a failure in the body's struggle and confusion
regarding self versus non-self.
In this review we will examine in some detail the connection between chronic inflammation and a number of
diseases and health problems and review the current ideas as to what preventive action may be appropriate.
Hopefully it will become clear that the current and intense interest in this subject in both lay and professional
circles is completely justified.
THE OMEGA-3 AND OMEGA-6 FATTY ACIDS AND INFLAMMATION
While the evolution of the recognition of the importance of the omega-3 (n-3) and omega-6 (n-6) polyunsaturated
fatty acids (PUFAs) is long and complicated, what is clear is that the health benefits of eating large amounts of
fish as seen in certain native and other populations, the frequent association of n-3 consumption with decreased
risk of certain diseases, and a growing understanding of the key role of these fatty acids in the complex
biochemistry and microbiology of the immune/inflammation process has been in a large part responsible for the
current intense interest both in the laboratory and clinically (1). Enthusiasm for the n-3 fats has also spread to
the general public, judging by the popularity of such books as the Omega RX Zone, the Omega
Diet and other similar diet books. The recommendation to eat more fish is now coming from mainstream
medicine (8). Thus the obvious question—why are the n-3 fatty acids so important, what is the evidence, and
what mechanisms are at work? The answer mainly involves inflammation.
There are four general types of fats which are termed saturated (SF), monounsaturated fatty acids (MUFA),
polyunsaturated fatty (PUFA), and trans-fats (TF). While the last type does occur in nature, it is in very
small amounts and has become a significant part of human fat intake only very recently in the form of stick or tub
margarine or extended shelf-life oils produced through partial hydrogenation of PUFAs. Today there is almost
universal agreement that TFs should be strictly avoided (see the IHN research report "Dietary Fat and
Heart Disease"). In connection with inflammation, attention is focused mostly on certain n-3 and n-6 PUFAs.
The parent dietary n-6 fatty acid is linoleic acid (LA) which is found mainly in corn, safflower, sunflower, soybean,
and peanut oil, whereas the parent fatty acid for the n-3 family is alpha-linolenic acid (ALNA), which is present in
flax seeds and flax seed, soybean and rapeseed oils, walnuts, and some green vegetables. The importance of
LA and ALNA derives mostly from the fatty acids that the body makes from these two starting materials, of which
the most important are arachidonic acid (AA) from LA and eicosapentaenoic acid (EPA) and docosahexaenoic
acid (DHA) from ALNA. They are frequently called long-chain PUFAs. While EPA and DHA are produced
in humans with very low efficiency from ALNA (9), they can also be acquired from eating fish or consuming fish
oil. The quantities of EPA and DHA available in normal servings of cold water oily fish (salmon and herring for
example) can only be duplicated by consuming quite large amounts of flax seed, its oil or other dietary sources
of ALNA. This is an important consideration when EPA and DHA are being used for preventive or therapeutic
reasons.
The LA to AA chemistry is complicated (10), but an important aspect is that EPA inhibits and insulin promotes
the last enzyme controlled step leading to AA. Also, since some DHA is retro-converted into EPA increasing the
intake of EPA and DHA decreases the production of AA from LA, and while this is not reflected in the dietary n-
6:n-3 ratio, it is reflected in the AA/EPA ratio as seen in cellular phospholipid membranes. Also, inhibiting this
last step allows the accumulation of an intermediate that is involved in the production of anti-inflammatory
substances. This may in part explain the much stronger health benefits seen from increasing the intake of EPA
and DHA rather than in decreasing the intake of LA. However, as will be discussed below, different diseases
respond differently with cancer apparently somewhat more sensitive to the intake of LA and the n-6:n-3 ratio
than is coronary heart disease (CHD).
EPA and AA are incorporated into the cell wall of most cells, including cells involved in immunity and
inflammation. When large amounts of AA are available, this can result in abnormally low concentrations of
cellular EPA. Increasing the intake of ALNA or especially EPA from fish, fish oil or supplements can alter the cell
wall balance between these two fatty acids. This is important in part because the immune response involves the
release of both AA and EPA from cells of the immune system. These fatty acids are converted to powerful cell
signaling and inflammation mediating chemicals called eicosanoids, with EPA leading to the n-3 family
and AA leading to the n-6 family of these very bioactive and highly important compounds. High levels of EPA
can also decrease the production of n-6 eicosanoids by virtue of inhibitory reactions. The frequently quoted
notion that eicosanoids produced from EPA are anti-inflammatory and those from AA are inflammatory is
however, an oversimplification. Both AA and EPA are involved in the synthesis of a large number of eicosanoids
and in the two families there are both pro- and anti-inflammatory products (1,11). Balance is thus the key, but
nevertheless it appears that labeling AA, its parent LA, and the resultant eicosanoids as pro-inflammatory is a
useful generalization, especially since AA generates eicosanoids that are among the most powerful inflammatory
agents, while those from EPA are in general much less so. The fact that insulin is a promoter of the last step
from LA to AA focuses attention on the inflammatory aspects of insulin resistance, the Metabolic Syndrome and
the dangers of high-glycemic load diets, as will be discussed later.
The advent of agriculture, the large scale production of vegetable oils high in n-6 PUFAs used for baking and
cooking, and the emphasis on n-6 rich grain feeds for domestic livestock has in the last half-century resulted in a
significant increase in human consumption of n-6 fatty acids as compared to pre-agricultural times (12). While
this was happening there was a decrease in fish consumption, a major source of n-3 fatty acids. Also, due to
feeding practices, the n-6:n-3 ratio in eggs rose dramatically from about 1-4:1 to 20:1 found in typical
supermarket eggs. Also the n-3 content of some farmed salmon decreased along with the decreased
supermarket availability of wild salmon (one of the best sources of n-3 fatty acids). The result is that the n-6:n-3
ratio in the diet of the Western world is now between 16:1 and 20:1. Estimates of this ratio in our hunter-
gatherer ancestors and present-day hunter-gatherer societies is 1:1 to 4:1 (12).
These rapid and profound changes in diet are not something to which humans can easily adapt. The
spontaneous mutation rate of nuclear DNA is about 0.5% per million years, and thus over the 10,000 years
during which the transition occurred from the hunter-gatherer way of life to the cultivation of grains and then to
highly industrialized food production, our genes and thus our metabolism have remained essentially unchanged
and today we live in a nutritional environment that is vastly different from that for which our genetic constitution
was selected (12). There has not been time to adapt. Also, the change in the balance of n-3 to n-6 fatty acids is
implicated in diseases which become symptomatic and potentially fatal either late in life or after the reproductive
years, eliminating a powerful mechanism for adaptation. This modern nutritional environment appears
intrinsically much more pro-inflammatory than the diet optimum for our genetic make-up. Thus, the frequently
seen recommendation of the merits associated with eating a diet similar to Paleolithic or Stone Age man. It was
high in fiber, antioxidants and other micronutrients, had a low n-6:n-3 ratio, and of necessity included mostly low
glycemic index vegetables, nuts and fruits and no cultivated grains at all. Wild vegetables were good sources of
n-3 fatty acids. Wild animal fat is estimated to contain about 4% EPA, whereas modern domesticated beef
contains small or undetectable amounts of even ALNA (12). The Paleolithic diet also contained fish when
available.
There is also a very important relationship between eicosanoids and what are termed cytokines (and
leukotrienes), the so-called-hormones of the immune system. These are soluble polypeptide (small protein-
like) products of the cells of the immune system. They help regulate the response to injury and infection. Some
of the members of these two classes of biochemicals are involved whenever the immune system is activated.
Cytokines facilitate the intercellular communication and help orchestrate the immune response, stimulate the
action of various immune cells and are involved in a wide variety of reactions including those producing
inflammation. They are also thought to promote atherosclerosis. In the context of this review, the most
important are Tumor Necrosis Factor Alpha (TNF) and the Interleukins 1, 6 and 8 (IL-1, IL-6 and IL-8), all of
which are implicated in inflammation. A very important function of both EPA and DHA is that they can inhibit the
production of these inflammatory cytokines. While some of the evidence is from cell culture or animal studies,
there are also human studies which back up this view. It is still not clear whether this anti-inflammatory action is
through antagonism of eicosanoid production or via an eicosanoid independent path, or both (1). Uncontrolled
inflammation can produce very destructive levels of TNF, IL-1 and IL-6, and chronic over production is implicated
in endotoxic shock, the acute respiratory distress syndrome, rheumatoid arthritis and irritable bowel syndrome
(1). There seems no doubt that EPA and DHA play a role in anti-inflammatory processes that in part involves the
modulation of the effects of inflammatory cytokines and leukotrienes.
The production of eicosanoids from either AA or EPA involves two classes of enzymes, the cyclooxgenases
(COX) and the lipooxygenases (LOX). The former are now recognized to comprise at least two forms called
COX-1 and COX-2. COX-2 has gone from being a term heard only in laboratories to almost a household word
due to the advent and very heavy promotion of the pharmaceutical COX-2 inhibitors such as Vioxx and
Celebrex. The anti-inflammatory action of the COX inhibitors is due to their disruption of the production of
inflammatory eicosanoids. Aspirin and other anti-inflammatory over-the-counter drugs such as ibuprofen are
also COX inhibitors, but inhibit both COX-1 and COX-2, and are called non-specific. COX-1 inhibition is thought
to interfere with the natural protective mechanisms of the gut mucosa from the adverse effects of stomach acid.
This was part of the rationale for the introduction of the COX-2 class of inhibitors, which are promoted as being
more "stomach friendly." This is still being debated, as is the significance of other side effects including the
possible increased risk of heart attacks associated with COX-2 inhibitor drugs. In fact, Vioxx was recently pulled
from the worldwide market by Merck after a study of its anticancer action uncovered excess heart problems (13).
Nevertheless, the point is that by inhibiting the enzyme that is required to synthesize inflammatory eicosanoids
from AA and perhaps EPA, there is a clinically observable decrease in inflammation and pain which has made
both the over-the-counter and prescription COX inhibitors hugely popular for everything from headaches to
osteoarthritis and rheumatoid arthritis. If an inhibitor is used which stops all eicosanoid production from both AA
and EPA there can be a dramatic reduction in pain and inflammation, but the use of such a drug for more than a
few weeks can have serious if not devastating side effects, as seen with the corticosteroid class of drugs (e.g.
cortisone).
The n-3 PUFAs can also influence the ability of some immune cells to bind to various surfaces, a process that is
thought to be part of the atherosclerotic process. Also, there is growing evidence that these PUFAs also are
modifiers of inflammatory gene expression (1). Thus the anti-inflammatory effect of n-3 PUFAs appears to
operate through several different mechanisms. These mechanisms provide support to the therapeutic and
preventive use of these PUFAs by providing a biological basis for the anti-inflammatory actions observed
clinically (1).
The simplified notion that n-6 PUFAs are pro-inflammatory whereas the n-3s are anti-inflammatory and also that
n-6 PUFAs inhibit the anti-inflammatory action of the n-3s has resulted in the belief that it should be beneficial to
reduce n-6 and increase n-3 consumption. A related question concerns the optimum ratio of dietary n-6 to n-3
fatty acids (FAs). A very recent prospective study of over 50,000 US men and women (from the famous Health
Professionals Follow-up Study data base) examined these questions by measuring the effects of both the n-3
and n-6 FAs on inflammatory markers C-reactive protein (CRP), IL-6 and a serum marker for TNF activity. They
found that the n-6 FAs do not inhibit the anti-inflammatory action of the n-3 FAs, and that the combination of both
types of FAs is associated with the lowest levels of inflammation. The authors suggest that the inhibition of
inflammatory cytokines may be one of the mechanisms for the observed beneficial effects of these FAs on
chronic-inflammatory related diseases (14). Consumption of ALNA was found to have no effect, probably
because of the low conversion to EPA and DHA. They also confirmed the anti-inflammatory effects of long-chain
n-3 FA intake, consistent with many other studies (15,16). The authors point out that there are no data from
human studies that support the detrimental effect of dietary n-6 FAs (17), whereas several studies have found
beneficial effects (18). However, they are ignoring a possible connection with high n-6 intake and cancer, as will
be discussed in Part II. Thus they conclude that while n-6 FAs may raise pro-inflammatory cytokine levels, the
combination of n-3 and n-6 FAs may decrease the formation of these pro-inflammatory substances. The
important point is that a significant decrease in the consumption of n-6 FAs may not be as beneficial as
increasing the intake of the n-3s. Again, balance is the name of the game, and health problems appear to be
primarily associated with low to very low n-3 levels.
Thus the optimum ratio of dietary n-6 to n-3 FAs for either healthy individuals or those with various inflammation
related disorders is far from clear. There is in fact considerable evidence indicating that n-6 FA consumption is
beneficial, especially in the context of LDL cholesterol levels, insulin resistance and the threshold for ventricular
fibrillation (18). As will be discussed in Part III, both n-3 and n-6 FAs are associated with lower risk of CHD, but
the biological pathways are thought to be different (18). Hu et al (18) in fact take the position that, considering
the strong protective effect of n-6 FAs against CHD observed in epidemiologic studies, the recommendation
frequently seen to reduce n-6 FA consumption does not seem, in their opinion, justifiable. However, their
position is based only on heart disease considerations. This is in fact a complex question because both AA,
EPA and DHA lead directly to a large number of immune and inflammation related biochemicals (19), and in
addition are involved in triggering the production of an additional array of substances of importance in
connection with both inflammation and immunity. It may be some time before an evidence-based answer is
available regarding the optimum ratio of these very important and essential fatty acids in the context of the major
inflammation-related diseases.
This rather detailed discussion of the mechanism of action of the n-3 and n-6 fatty acids may seem excessive,
but it is important for the discussion to follow of these fatty acids in connection with a variety of diseases. As will
be seen, LA, ALNA, AA, EPA and DHA are principal players in the inflammation game, and an understanding of
their interrelationships is very important.
ADVANCED GLYCATION ENDPRODUCTS AND INFLAMMATION
There is one class of pro-inflammatory agent not derived from the usual sources of chronic inflammation that is
thought to play an important role in disease and especially diabetes and its related vascular complications (20-
23). This family of molecules is called Advanced Glycation Endproducts (AGE). They result from the
reaction (the Maillard Reaction) of sugar (typically glucose or fructose) and protein molecules. The process of
glycation can render proteins dysfunctional and has been associated with the "natural" aging process. AGEs can
ultimately give rise to what is called cross-linking where molecules are joined through chemical bonds to make
bigger molecules (proteins are already "macro" molecules), which for example can result in undesirable stiffening
and hardening of tissue. But AGEs are also able to initiate the synthesis of pro-inflammatory substances from
various immune cells and, because of the persistence of AGEs, they can be triggers for chronic inflammation
(20,23).
AGEs are not only made in vivo via the Maillard reaction, but also occur in foods cooked for long times at high
temperatures. The hallmark is browning such as seen on bread crust or the surface of pretzels, or the color of
well-done meat. Diet is in fact considered a major environmental source of AGEs (21). A recent human dietary
study which limited foods high in AGEs (no cooked foods or roasted foods, no bakery products, no coffee, etc)
dramatically reduced a urinary marker for AGEs in a small group of subjects (24). While the body has
mechanisms for the degradation and elimination of AGEs, these processes can become impaired and lead to
accumulation (20).
Both cell culture (23), animal (25) and human (21,26) studies support the view that AGEs are pro-inflammatory.
In a recent study on human subjects, two diets differing by six-fold in AGE content were examined for their ability
to generate inflammatory markers. The high-AGE diet produced significantly elevated serum levels of both
AGEs and the inflammatory markers (TNF) and vascular adhesion molecule-1 whereas the low AGE diet
reduced the levels of these markers by 30-50% (20). Similar results on a group of human subjects were
obtained by Vlassara et al (26). These results are consistent with animal studies (25). In fact, it appears to be a
general property of AGEs that they can influence serum levels of inflammatory mediators such as TNF, IL-1, IL-6
and vascular cellular adhesion molecule-1 (21).
A key question regards the connection between hyperglycemia (high serum glucose levels) and AGE mediated
inflammation from endogenous AGE formation. There is evidence that this connection indeed exists. For
example, hyperglycemia is related to the modification of the ocular lens by AGEs, leading to cataracts common
both to diabetes and aging. Also, intracellular AGEs are found to be significantly elevated in diabetics, many of
whom have poor glucose control and hyperglycemia. The recently reported positive association between
glycosylated hemoglobin (a measure of long term serum glucose levels) and cardiovascular disease in diabetics
(27-29) was explained in part by the postulated enhanced formation of AGEs and thus inflammation in the
presence of hyperglycemia (27,30). These studies are consistent with a recent study from Harvard where the
dietary glycemic load was significantly and positively associated with serum C-reactive protein (CRP) in healthy
middle-aged women, independent of conventional risk factors for ischemic heart disease. While the authors
offer several possible explanations, one was that hyperglycemia could lead to AGEs which might stimulate the
liver to release acute phase reactants such as CRP (31). These and other studies are the basis of the
hypothesis that AGEs mediate low-grade and potentially chronic inflammation.
ACCESSING INFLAMMATION STATUS
It would be nice if there was a simple, reliable blood test that would indicate the presence or absence of chronic
inflammation. If chronic inflammation was found, steps could be taken to ascertain the cause and the test could
be used to follow the success of treatment. The measurement of high-sensitivity C-reactive protein (CRP)
appears to meet some of these criteria, but the laboratory results can be misleading (see also the recent IHN
research review on CRP and heart disease). Another test, called the Omega-3 Essential Fatty Acid
Profile has recently become commercially available and appears to hold great promise for identifying chronic
inflammation.
CRP is a so-called acute phase reactant produced by the liver in response to IL-6. Levels can reach 1000-fold
of normal in the presence of acute infection, and it is frequently elevated in autoimmune diseases, trauma,
infection, diabetes and malignancy. Historically, some physicians used CRP to monitor success of the treatment
of acute infections. The old "low-sensitivity" CRP assay had a lower limit of detection of about 7 mg/L which,
while providing evidence of serious inflammation, failed to discriminate among "normal" individuals, most (about
80%) of whom have serum CRP between 0.1 and 3.8 mg/L (32,33). What is significant is that disease related
risks increase considerably within these "normal" limits. In the last decade there has been an explosion of
research on the correlation of CRP levels and the risk of cardiovascular disease, Alzheimer's disease, the risk of
vascular complications in diabetes, and autoimmune diseases (34). Serum levels of CRP have also been used
in examining the connection between cancer and other diseases and inflammation (34,35).
Since CRP is a general marker for inflammation, it naturally can be elevated by conditions that are temporary
such as an infection or injury. Thus an elevated value must be confirmed by additional measurements to answer
the question of the presence of a chronic inflammatory condition. In other words, a very low value is reassuring,
whereas an elevated value merely calls for more tests to eliminate the possibility of temporary elevation. When
an elevated value persists, it can be argued that action is indicated to identify the source, and this may present a
diagnostic challenge if the patient is asymptomatic. Periodontal (gum) disease is a good example of an
inflammatory condition that elevates CRP but is easily overlooked (36). Not only is CRP a marker for
inflammation, but there is now evidence that it can also take part in inflammatory processes, thus adding to the
danger of high levels (37,38). In Part II and Part III of this review the interplay of CRP, inflammation and the risk
of disease or disease progression will be discussed for various conditions.
It does not appear that CRP is, as yet, normally included in the blood tests done during routine physical exams
since the test may not be covered by insurance and even be omitted when patients presenting with symptoms of
heart disease are evaluated. Those most actively involved in CRP research suggest that it is time for physicians
to consider the potential of CRP in the routine assessment of the risk of CVD (32,33). However, organizations
like the American Heart Association are still reluctant to recommend the use of CRP testing for general
screening (39).
There are other markers of inflammation that merit mention. Fibrinogen is, like CRP, an acute phase
inflammation marker and is sometimes measured along with CRP to get a better picture of the overall risk of
cardiovascular disease. IL-6 is also an important inflammation marker, but its serum levels are more variable
and its measurement is generally associated with inflammation research rather than routine patient assessment.
Since IL-6 triggers CRP release, to some extent CRP is a surrogate marker for this cytokine.
The hypothesis that the fatty acid AA is inflammatory and EPA is anti-inflammatory, while an oversimplification,
has given rise to a new blood marker for measuring inflammation status. Barry Sears in his new book The
Anti-inflammation Zone (10) calls it the "Silent Inflammation Profile." The marker is simply the ratio of AA to
EPA, generally measured in the phospholipid fraction of blood fats. A related blood marker is the sum of the
concentrations of EPA and DHA, frequently expressed as a percentage of total blood phospholipids. Sears
presents arguments based on a small number of studies that the AA/EPA ratio should be in the range of 1-3 with
both lower and higher values outside this range representing dangerous ground. For example, the Japanese,
who have the lowest rates of heart disease in the world, have values of this ratio in the "good" range (40). In the
famous Lyon Diet Heart Study where a Mediterranean type diet enriched with ALNA was compared to the usual
European diet, the dramatic decrease in secondary adverse events in heart patients (79%) was accompanied by
a drop in the serum AA/EPA from 9.1 to 6.1 but, interestingly, little change in serum cholesterol levels between
the intervention and control groups. But there is some evidence based on a 1999 study (41) of Greenlanders
with high n-3 PUFA intake, that the risk of hemorrhagic stroke increases when the ratio reached 0.5. However,
in which the healthy controls in this study had a ratio of 0.82. Greenlanders have a well known low incidence of
ischemic heart disease, but high incidence of cerebrovascular disease (41). Sears stratifies the serum AA/EPA
ratio in terms of risk for inflammation related disease as: very high, above 15; high, 9-15; moderate, 3-8; low, 1-
3; and moderate again for less than 1.
An inverse correlation between disease risk and the AA/EPA serum ratio has been observed in studies of clinical
depression (42,43), Alzheimer's disease, dementia and cognitive impairment (44), and with regard to the clinical
outcome of patients with newly diagnosed multiple sclerosis (45). In all of these studies the ratio was directly
measured. Typical value for "normal individuals" was about 6. That it is not lower is probably simply an
indication of the high n-6 and low n-3 PUFA consumption that typifies the Western diet. Sears would no doubt
point to these "normal" values as further evidence for the widespread presence of chronic "silent" inflammation in
individuals who appear healthy. In fact, based on his own experience, he claims that the average AA/EPA ratio
in Americans is 12, but then this average includes the obese, those with Metabolic Syndrome, atherosclerosis,
diabetes, non-fish eaters, etc., etc., so this is not surprising, but should still be considered alarming.
The AA/EPA ratio is easily altered with supplements, either based on fish oil or purified EPA and DHA. Two
studies using 4 capsules a day of a prescription preparation (Omacor) of mixed EPA and DHA containing a total
of 1.88g EPA and 1.47g DHA found decreases in the AA/EPA ratio of 20 to 7 and 11.1 to 2.1 (46,47).
The EPA + DHA level also appears to be attracting attention (46,48,49). In a recent paper, Rupp et al (46)
review both this sum and the AA/EPA ratio. Included is a sensational graph of two studies (50,51) of the effect
of EPA and DHA on the risk of sudden cardiac death, where over the range for the sum of 3.5% to about 7% (%
by weight of EPA + DHA in the total phospholipids fraction of whole blood) the risk goes from 1.0 (reference) to
about 0.1! Harris et al (48) have recently proposed that the EPA + DHA expressed as a percentage of total fatty
acids in the red blood cells (RBC), which they term The Omega-3 Index, be used as a risk factor of
significant clinical utility for death from CHD. They show that this index correlates very well with the EPA + DHA
levels expressed as a percentage of the total plasma phospholipids, a measure used in some studies.
Furthermore, they show that the Index is inversely associated with risk for CHD mortality based on a review of
five studies. They suggest that a target for reducing risk is an Omega-3 Index value of 8%, whereas
levels less than 4% represent the least cardio-protection. Further support for the utility of the Omega-3 Index
comes from a study showing that the RBC based EPA + DHA sum was highly correlated with cardiac tissue
EPA + DHA (49) The required oral supplementation required to produce levels above the 8% level in the sum is
about 500 mg/d of a mixture of EPA and DHA in roughly the proportions found in fish oil. One g/d was found to
yield a value of the Omega-3 Index of 10% and 2 g/d a value of 12%. These latter two values would be
considered, on the basis of what is now known, to be highly protective. Note that the numbers produced from
RBC analysis are higher than those from phospholipids analysis, i.e. the above-mentioned correlation is linear
but not 1:1.
The above discussion of these markers would be of only academic interest if they were merely research
curiosities, but in fact a test is now commercially available for n-3 status based on these two indicators plus two
more. It is called the Omega-3 Essential Fatty Acid Profile and is now available in a number of countries.
In Canada the assay has been licensed to MDS Diagnostic Services and can be ordered by any physician. For
more details, see www.nutrasource.ca. The developers of the assay,
Nutrasource Diagnostics, who are associated with the University of Guelph in Ontario, Canada, quote optimum
reference ranges of 1.5 to 3.0 for AA/EPA and greater than 4.6% for the EPA + DHA score. The 4.6% EPA +
DHA score, which is a percentage based on total serum phospholipids, is equivalent to a value of 8% for the
RBC based Omega-3 Index (see (48), Figure 3). Since according to Harris et al (48), the Omega-3
Index cutoff value of 8% is a lower limit and thus values higher than this appear desirable. RBC based
Omega-3 Index values of 10 and 12% are equivalent to EPA + DHA scores (Nutrasource Diagnostics) of
about 7 and 9%. Three of the five studies examined to establish the cutoff had the Omega-3 Index above
8% (8.3, 8.9 and 9.5%).
If the n-3 PUFAs are anti-inflammatory, one would expect that supplementation or high levels of fish
consumption would lower the biomarkers of inflammation. In a recent study by Lopez-Garcia et al (52) it was
found that increased consumption of n-3 PUFAs was associated with decreased levels of six markers indicating
lower levels of inflammation and endothelial activation. When comparing the first with fifth quintiles of intake for
the sum of n-3 FAs, it was found that mean values of CRP decreased 1.7 to 1.2 mg/L, a decrease that was
statistically significant. The total range of n-3 intake was from 0.54 to 3.33 g/day. In a study (53) where ALNA
was used as the source of n-3 fatty acids, CRP decreased in a statistically significant manner from 1.24 to 0.93
mg/L. This intervention involved a diet where the n-6 to n-3 ratio for the PUFAs was 1.3:1. In an intervention
study (54) involving a Mediterranean diet vs. a "prudent" diet, intake of n-3 fatty acids was increased on average
from 0.6 g/d to 1.5 g/day whereas in the control diet it remained essentially the same. CRP decreased from 2.7
to 1.8 mg/L in the intervention group and an insignificant 2.9 to 2.8 mg/L in the control group. The study (55) by
Madsen et al found no effect of dietary n-3 PUFAs on CRP, but most of the 40 patients divided between the low-
and high-dose interventions had very low levels of CRP at baseline. A decrease in CRP was seen in most of the
individuals with initial CPR > 2 mg/L, but the total number of subjects in this category was quite small.
In Parts II and III, the connection between inflammation and various diseases, including cancer, cardiovascular
disease, diabetes, Alzheimer's disease, etc., will be discussed. The role of n-3 and n-6 essential fatty acids will
be underscored by this discussion, as will the significance of elevated CRP. In addition, the role of non-steroidal
anti-inflammatory drugs will be examined, both in connection with implicating the potential role of inflammation in
the etiology of some diseases, but also as a possible preventive measure under some circumstances. Finally,
the question of anti-inflammatory diets will be addressed.
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