Cholesterol and Cardiovascular Disease
by William R. Ware, Ph.D.
Emeritus Professor of Chemistry, University of Western Ontario
Part I - DOES CHOLESTEROL CAUSE
ATHEROSCLEROSIS AND CORONARY HEART DISEASE?
INTRODUCTION
Cholesterol causes atherosclerosis and coronary heart disease, or put another but not equivalent
way, there is a positive association between cholesterol levels and development and extent of
atherosclerosis and thus coronary heart disease. Everyone knows this. This hypothesis has the
status of an unquestionable belief, a self-evident truth. It is important, however, to distinguish
between atherosclerosis and symptomatic or actual coronary heart disease (CHD). The latter
generally includes angina or a history of one or more fatal or non-fatal heart attacks. Thus when
CHD is an endpoint in a study, this generally includes clinical manifestations and actual adverse
events, whereas if atherosclerosis is the subject of study, merely its presence and extent are at
issue. Nevertheless, there is of course a close connection between the two. If an individual has
no coronary atherosclerosis at all, the risk of an adverse coronary event is very small, and risk of
symptomatic CHD or CHD adverse events increases with the extent of atherosclerosis. Also, the
observation of atherosclerotic deposits in the coronary arteries leads to the diagnosis of coronary
heart disease which makes itself evident by both symptoms (angina) and events (heart attacks).
However, if one restricts their attention to the heart attack event itself, then the situation is
somewhat more complex, given what in general is a multi-step process.
One might have thought that the cholesterol hypothesis would have met with resistance. After all,
it seems a bit curious that a substance alleged to cause atherosclerosis and thus heart disease in
fact comprises 5% of cell membrane lipids and plays a key role in maintaining cell wall structure.
It is also the starting point for the synthesis of several groups of very important biochemicals,
including male and female sex hormones, vitamin D (via photochemical action in the skin) and
bile acids. Cholesterol is also used by the body in natural healing processes and tissue repair.
The absorption through the gut of dietary cholesterol is poor, and the body is generally able to
compensate for dietary intake by adjusting the endogenous synthesis which occurs mainly in the
liver, and thus for most individuals, the serum levels are only very weakly related to dietary intake.
Also, cholesterol molecules are never found free in blood since they are insoluble and are
transported mainly by so-called lipoproteins of which the high and low density varieties (LDL and
HDL) are regarded as bad and good according to the conventional wisdom, in spite of the fact
that transport of cholesterol is essential to life. Given the vital functions of this molecule and its
lipoprotein transporters, is it not a bit surprising that cholesterol is a cause of atherosclerosis?
Normal progression in science involves falsifying hypotheses rather than proving them. When
there are associated with a hypothesis a number of inconsistencies, observations that appear to
contradict or falsify the hypothesis, then there should be cause for concern that it is flawed or
false and might in fact be leading down a dead-end road. The Bohr atom studied by every high
school chemistry student is an example where a beautiful hypothesis (theory) was eventually
falsified and replaced by quantum theory. But Einstein spent much time trying to find a so-called
thought experiment to demonstrate that one of the essential pillars of the quantum theory was
false. Incidentally, he failed but this is how progress is made. But today, anyone who questions
the hypothesis that cholesterol in general or LDL cholesterol in particular causes or is a risk factor
for atherosclerosis is ignored, branded a nut, or ostracized by professional colleagues, or perhaps
told not to worry because it is really oxidized LDL that is important—just wait until this revision
becomes a genuine truth that no one can question. Cholesterol is really LDL is really oxidized
LDL, no problem. In the literature it is repeatedly stated that the evidence backing the Cholesterol
Hypothesis is overwhelming, but when one follows up on references in publications where this
statement is made, it turns out to be impossible to find this overwhelming evidence. More about
this later. And there indeed are deniers within the medical profession, i.e. those who deny the
validity both the causality and association aspects of the Cholesterol Hypothesis, and their voices
are occasionally heard, mostly in one of several peer-reviewed British medical journals or in
books one can buy at Amazon.com. The quotation given above represents the strong opinion of
one high profile denier. This Review will attempt to critically evaluate the merits of the position
taken by the deniers, in particular with regard to atherosclerosis.
The cholesterol hypothesis goes back a long way, in fact to the mid-19th century in Berlin where
Rudolf Von Virchow found plaques in arteries of cadavers and observed that they contained
cholesterol—an amazing observation given the development of medical science at the time. He
made no connection with heart disease or heart attacks since these problems did not exist or
were not recognized then. In fact the first medical description of a myocardial infarct (heart attack)
as a clinical pathologic entity did not appear in the medical literature until 1915. Fifty years after
Virchow's observation for some reason or other a Russian named Anitschkov fed rabbits a diet
high in cholesterol and observed that their arteries thickened and filled up with cholesterol. But
rabbits are not carnivores and cholesterol is totally foreign to their natural diet. Rabbits do not
normally eat meat, eggs or milk products. It is doubtful that such studies are at all relevant to
humans. After the WWII more cases of heart disease were being identified and there was
growing interest as to both the cause and possible therapies. The breakthrough for the
Cholesterol Hypothesis came with the study of Ancel Keys from the University of Minnesota, the
instigator of the famous "Seven Countries" study of the relationship between heart disease,
serum cholesterol levels and fat intake. As was eventually pointed out, Professor Keyes actually
selected seven countries from a larger set in order to support his hypothesis. As Dr. Malcolm
Kendrick, M.D., in his book The Great Cholesterol Con points out, by selecting a different
set of seven countries using data available to Keys, one can get exactly the opposite correlation.
Also, if one uses all the data the correlation disappears. Keys' work was followed by the famous
Framingham Study which provided evidence, albeit rather weak, for a connection between
cholesterol and coronary heart disease (CHD), particularly in young men, and by additional
studies where rabbits were fed a diet containing cholesterol and fat, and the Hypothesis was well
on its way to becoming enshrined. The final pillar was added when it was shown that lowering
cholesterol in patients who had suffered a heart attack reduced the risk of a second heart attack
(secondary prevention). Add to this the high rate of coronary heart disease among those with a
familial predisposition to very high cholesterol levels even at a young age, and the story was
complete. Circulating cholesterol caused heart disease and since heart disease involved
atherosclerosis, cholesterol must be involved in the development and progression of
atherosclerosis as well. Case closed. The evidence was compelling. No reasonable person could
conclude otherwise. The end result has been a 55 billion dollar (U.S.) worldwide business in
cholesterol lowering drugs, numerous successful careers in academic medicine, and a Nobel
Prize for two researchers. Perhaps more importantly, there arose a widespread fear among many
individuals of high blood levels of cholesterol as well as dietary cholesterol and fat and the result
was psychological stress and in some cases an adherence to diets that may in fact be unhealthy.
In addition, a hostile environment now exists for anyone who even suggests that there may be
serious problems with what are almost universally viewed as the evidence-based foundations of
the Cholesterol Hypothesis.
Today LDL cholesterol or its oxidized form largely replaces total cholesterol (TC) as the agent
viewed as responsible for causing coronary heart disease (CHD). But TC and LDL go hand in
hand. LDL levels are generally not directly measured but calculated from measurements of
triglycerides (TG), HDL and TC. The calculation assumes that the TC can be regarded as the
following:
- TC = LDL + HDL + 0.2 X TG (values in mg/dL)
- TC = LDL + HDL + 0.46 X TG (values in mmol/L)
HDL values are typically 50 plus or minus 10 mg/dL, and if TGs are at 150 mg/dL, they contribute
only 30 the total. Increase TG to 200 and this only increases TC by 10. Thus TC reflects mainly
LDL, and it can be argued that TC is a fairly good surrogate marker for LDL. The ascension of
LDL to the position of villain is probably largely because higher levels of HDL were found to be
beneficial and thus higher levels of LDL must be bad, given that TC was bad. But a decrease in
the risk of CHD or even CHD mortality due to a drug therapy that reduces TC and LDL does not
prove that TC and/or LDL are causative factors. For this to be the creditable, it must at least be
demonstrated that the only possible significant action of the drug is the lowering of cholesterol. As
will be discussed below, this appears to be far from the truth. To put it another way, if the
beneficial effects of cholesterol lowering drugs, which today are mostly statins, is due to actions
of the drug that do not involve lowering levels of cholesterol, then the cholesterol lowering itself is
irrelevant in this context, even if a dose dependence is observed. That is, the non-lipid lowering
mechanism could be dose dependent as well and responsible for all the observed benefits.
In fact the statin cholesterol lowering drugs impact a number of biological processes and this has
become a hot research area. Also a number of problems exist which are related in part to
inexplicable dose and level dependencies. For example, consider studies that have different initial
LDL levels and produce similar percentage LDL lowering. These studies all give similar risk
reduction, but the endpoint LDL in one study can be higher than the initial level in another study,
and yet the same benefit accrues. There have been a number of such studies and taken together
they suggest that the initial and terminal levels of LDL have nothing to do with the risk reduction.
A review in 2007 put the matter this way when discussing the use of statin drugs to lower
cholesterol: "The relative risk reduction is approximately 20-40% regardless of age, sex,
pretreatment level of LDL-C, race or preexisting myocardial infarction" [1]. Such results have
caused a number of researchers in this field to look at the possibility that the statin drugs prevent
recurrent heart attacks by some other mechanism than cholesterol lowering, and the levels of
either TC or LDL are in a large part unrelated to the benefit of the drug treatment. This is now a
very active area of research and that alone should suggest just how unacceptable is the
argument that the Cholesterol Hypothesis is proven in terms of a causal relationship by the fact
that benefits, mostly in secondary CHD outcomes, are produced by cholesterol lowering by drugs.
Proposed non-lipid lowering mechanisms include improvement of endothelial dysfunction,
reduced inflammatory response, stabilization of atherosclerotic plaques and reduced
thrombogenic (clot formation) response [1,2]. It turns out that statins, which block a critical step in
the biosynthesis of cholesterol, also eliminate two precursors to a number of biologically
important molecules which in turn may be related to the above non-lipid lowering effects of these
drugs. Lipid lowering will be the subject of the third review in this series where more
documentation will be provided. But the essential point is that there are problems, both logical
and factual, with the standard argument that because there is a decrease in risk of CHD when
statins are used to lower TC and LDL, that it therefore follows that TC and in particular LDL cause
CHD, or atherosclerosis for that matter. It is also of interest that there does not appear to be an
explanation for just how LDL is supposed to cause atherosclerosis and coronary heart disease
[3]. Rather, it is "work in progress." In what follows we will look at a number of studies that are
either inconsistent with the Cholesterol Hypothesis or appear to actually falsify it.
AUTOPSY STUDIES
If circulating cholesterol causes atherosclerosis and thus coronary heart disease, one might
expect to see a correlation between the extent of atherosclerosis and cholesterol levels. The first
significant study appears to have been reported back in 1936. Two pathologists from New York
University, K. Landé and W. Sperry, studied a large group of individuals who had died from
violent incidents [4]. They examined the extent of coronary atherosclerosis observed at autopsy
and found no correlation with serum cholesterol levels. Some dismissed these results by claiming
that cholesterol values measured after death were not a reliable measure of levels while alive.
But other studies enable one to discount this objection. A Canadian study examined a large
number of veterans at death [5]. Adequate pre-death cholesterol data were available and levels
varied considerably among the individuals but for any given person, they were fairly constant.
Autopsy studies on all the veterans who died revealed no connection between the degree of
atherosclerosis and blood cholesterol levels. The same results were found in a study from India.
Mathur and coworkers [6] studied the changes in cholesterol levels subsequent to death and
found them to be stable for at least 16 hours. Thus samples collected shortly after death, as was
done by Sperry and Landé, were representative of pre-death levels. Next, Mathur's group
studied 200 individuals who had died in accidents but were free of any preceding disease. No
connection was found between cholesterol values and the degree of atherosclerosis. These
studies involved what amounted to random selection. In other studies that also were random,
similar results were reported [7].
The Framingham investigators also looked at this question. They found a very weak correlation
between cholesterol levels and atherosclerosis at autopsy. The correlation coefficient was 0.36.
Correlation coefficients of this magnitude generally accompany scatter plots where one can
barely detect anything other than a random array of points. In fact, those trained in the physical
sciences are generally appalled by the significance attached to small correlation coefficients in
other branches of science. Also, in the Framingham cohort at that time, there were 914
deceased individuals, but the Framingham investigators selected only 127 (14%) for the purpose
of studying atherosclerosis and cholesterol. Thus apparently this was not a random selection and
the report did not describe the selection criteria. Did only 14% of the families involved allow an
autopsy? Two studies from Japan claimed a positive correlation, but correlation coefficients were
even smaller than found in the Framingham study, and in one study, the correlation appeared
only in individuals with low or normal cholesterol levels, and in the other only in the elderly. Also,
for those with very high cholesterol, the degree of atherosclerosis was the same whether they
were young or old. In a study from Norway, claimed to support the Cholesterol Hypothesis, many
people with normal coronary arteries had cholesterol levels as high as those for whom all three
coronary vessels were constricted, and those with two constricted vessels had lower levels than
those with just one constricted artery [8].
Thus the autopsy studies either do not support at all the connection between circulating
cholesterol and the degree of atherosclerosis, or they produce such inconsistent results or very
weak correlations as to cast serious doubt on the validity of the hypothesis. And after all, these
studies go rather directly to the heart of the matter (no pun intended) by looking at actual
atherosclerosis in dissected coronary and other arteries.
CALCIUM SCORES
The use of electron-beam tomography of coronary artery calcium (EBT CAC screening) has
become a popular method for determining the extent of plaque formation and thus the degree of
coronary atherosclerosis. There is even a popular book for the layman with the catchy title
Track Your Plaque which has no doubt motivated many people to go out and get a so-
called calcium scan. The results of the scan are generally expressed as a calcium score (CAC
score), invented by Arthur Agatston M.D., a cardiologist better know to the general public as the
author of the best selling book The South Beach Diet. As might be expected, there have
been studies directly or indirectly addressing the simple question, is there a correlation between
the calcium score and cholesterol levels. After all, if high cholesterol levels cause atherosclerosis
(and strongly motivate treatment to lower them), then one might expect to see higher calcium
scores associated with high levels of circulating cholesterol. The following studies address this
issue:
- In a study reported in 2003, 5635 men and women aged 30-76 had CAC score
determinations and were followed for an average of 37 months. The positive association
between the adverse CHD event frequency and CAC score was not modified by the presence or
absence of elevated cholesterol, suggesting no correlation between cholesterol levels and the
CAC score and thus the degree of atherosclerosis [9].
- In a study of 6086 men and women of mean age 56-58, for men the CAC score was
independent of LDL or TC. For women, only a very minimal CAC score was observed for LDL >
160 mg/dL and TC greater or equal to 240. For both of these categories, the mean calcium
score was 1.0, i.e. negligible [10]. CAC scores in general range from 0 to over 400.
- In the Rotterdam Coronary Calcification Study, which involved 2013 men and women age
greater or equal to 55, after exclusion of subjects on lipid lowering drugs, no association between
TC and CAC score was found for men but one was found for women [11]. Nevertheless, women
had a mean CAC score that was 1/6 those of men and was quite low.
- A study reported in 2005 compared Japanese and American men, aged 40-49 by
determining the CAC score and parameters which included TC and LDL. While TC and LDL
were higher in the Japanese cohort, only 13% of the Japanese men but 47% of American men
had CAC scores > 0. In addition, when men from the two countries with CAC score > 0 were
compared, there were no significant differences in either TC or LDL [12].
- In a study of 546 Brazilian men, when those with CAC score greater or equal to 75th
percentile were compared with those in the < 75th percentile, only slight differences in TC and
LDL were found [13].
- The association between racial differences, lipoprotein and lipoprotein particle size, and CAC
score was examined as part of the HEART SCORE study. To quote the authors, "we found no
significant association between lipoprotein or lipoprotein particle size and the extent of sub-
clinical atherosclerosis as measured by CAC, whether in whites or blacks" [14].
- A large study determined CAC scores for over 22,000 men and 8000 women.
Hypercholesterolemia was defined as TC > 200 mg/dL or the use of lipid lowering agents. The
CAC scores were stratified into the ranges of 0, 1.0-9.9, 10-99.9, 100-399.9, and greater or
equal to 400. For men the percentage with hypercholesterolemia was essentially constant (40-
42%) for the three upper CAC ranges and for women the percentages for these three score
groups were 49-52%. Thus there was essentially no association between elevated TC and CAC
scores over a huge range from 10 to > 400. Unfortunately, these results were not stratified by
statin use [15].
- In a study published in 2005, over 4900 asymptomatic persons aged 50-70 were scanned for
coronary calcium. It was found that CAC scores predicted CAD events independent of the
standard risk factors and in fact more accurately than the standard risk factors or C-reactive
protein levels. This study found no correlation between CAC scores and LDL levels. In this
cohort, LDL levels were 143 plus or minus 33 (standard deviation, not range) and TC was 224
plus or minus 33 mg/dL. Thus the range of levels, which is greater than the standard deviations,
were large enough to provide a meaningful test of the association between cholesterol levels and
CAC scores [16].
- Hecht et al [17] examined the correlation between serum lipids and CAC scores in over 1000
consecutive asymptomatic individuals referred for EBT. They found that TC, LDL, HDL and the
TC/HDL ratio did not correlate with either the prematurity or extent of calcified plaque burden.
- In a large multi-ethnic study, Kronmal et al [18] found only a very weak to insignificant
associations between LDL and HDL and the change in CAC scores over time, i.e. the
progression of atherosclerosis.
Thus 10 studies mostly fail to find a significant or clinically meaningful correlation between an
established measure of the extent or progression of atherosclerosis and circulating TC or in some
cases LDL. In fact, other risk factors such as smoking and hypertension did indeed correlate in
many studies, but cholesterol never made the grade. Thus the electron-beam tomography studies
are consistent with the autopsy studies, which is gratifying since, if we ignore small differences
between visually and EBT identified plaques, both approaches are looking at more or less similar
pathology.
CORONARY ANGIOGRAPHY
Coronary angiography involves inserting a catheter into the femoral artery in the groin and
pushing it up through the aorta until it reaches the coronary vessels. A contrast medium is then
injected to allow imaging of the individual coronary arteries and these images can reveal
blockage attributed to atherosclerosis. Thus studies can examine the correlation between serum
cholesterol and angiographically identified deposits and narrowing in the coronary arteries. But
coronary angiography is not without its morbidity and mortality and is generally performed only on
individuals with at very high risk or with severe symptoms of heart disease who are young or
middle-aged. Thus these studies are not representative of the asymptomatic public. In addition
there will be some patients who have familial hypercholesterolemia. This would introduce a bias
since, as will be discussed below, it is not at all clear that the atherosclerosis that accompanies
this syndrome can be compared to that found in individuals who do not have the mutation. Any
study heavily weighted with individuals having very high cholesterol levels will be confounded by
the potential presence of subjects with this syndrome. Also, in many studies, cholesterol lowering
drugs were being used, further confusing the question.
Thus if the issue is the Cholesterol Hypothesis, angiographic results do not appear to be a very
good way to study its validity. On the other hand, both the autopsy and calcium score
approaches allow the examination of asymptomatic individuals which is much more to the point
and less subject to confounding and bias. Nevertheless, as Ravnskov [8] discusses at length,
angiographic studies that examined the relationship between cholesterol levels, their changes,
and the presence and progression of atherosclerosis frequently found inconsistent results where
progression occurred in the presence of both increasing and decreasing cholesterol levels. In his
words, "to prove that high cholesterol is the villain—not just an innocent bystander—demands
that a change in the cholesterol concentration for each individual is followed by a change in the
degree of atherosclerosis in the same direction. But in all studies these changes occurred
haphazardly." Also, most of the results are presented as the constants of correlation equations
and almost always the degree of correlation is very poor (low correlation coefficient).
HOW ABOUT FAMILIAL HYPERCHOLESTEROLEMIA (FH)?
Individuals with FH have very high TC and LDL due, it is thought, to what is called an LDL-
receptor deficiency which results from a mutation. An argument for the Cholesterol Hypothesis
involves claiming that members of such families run a great risk of dying form CHD at an early
age. Ergo, elevated TC and LDL cause atherosclerosis and CHD. To use individuals with this
mutation as "proof" of the Cholesterol Hypothesis requires that the only difference between the
FH people and the rest of us is that they produce huge excesses of TC and thus LDL. But it is not
that simple. Individuals who inherit from both parents not only have highly abnormal levels of
cholesterol in their atherosclerotic deposits, but also in other organs. Cholesterol levels can go to
1000 mg/dL or higher. And lowering their cholesterol levels drastically does not reverse their
atherosclerosis. Also, these individuals have blood-clotting abnormalities which may responsible
for the elevated rate of heart attacks. It is also argued by some that the nature of the
atherosclerosis is different in FH as compared to non-FH individuals [19]. This does not seem to
be an ideal group to use in justifying a hypothesis regarding the cause of atherosclerosis or CHD.
Nevertheless it is one of the major pillars upon which the hypothesis rests.
An interesting and perhaps unique study from the Netherlands relates to this question. A large
pedigree was traced back to a single pair of ancestors in the 19th century and a family tree
mortality study conducted which started in the early 1800s. All members had a 50-50 chance of
carrying the mutation for familial hypercholesterolemia. Mortality data over the full time span up to
modern times was available for this large group as well as for the corresponding general
population. Overall mortality was not increased in carriers of the mutation during the 19th and
early 20th century. The mortality then rose reaching a maximum between 1935 and 1964. The
authors comment that the risk of death varied significantly among patients with FH and that this
was, in their opinion an indication of strong interaction with environmental factors. One can of
course ask why for over more than a century no excess mortality showed up because of the
elevated TC and LDL levels if in fact these lipoproteins cause atherosclerosis and CHD.
Kendrick [3] suggests that perhaps lipoprotein (a) is involved since there seems little doubt that
this protein is elevated in those with the FH mutation and that this protein is regarded as a strong
independent risk factor for CHD. However, he finds the strongest argument against FH causing
CHD is that most people who die with heart disease do not have highly elevated LDL levels and
most who have these LDL levels do not die of heart disease, even people with FH.
THE MONICA STUDY
This is an acronym for a huge World Health Organization study of cardiovascular disease.
Among other things, the association of CHD deaths and TC was examined for a large number of
countries. In one looks at a plot that displays the results from this set of countries, two things
jump out at you [8]. First the data, which clusters between TC of about 210 and 250 mg/dL and
covers a CHD death rate from some very low number to over 450 events per 100,000, shows that
no matter what the cholesterol level is in this range, both very high and very low rates of CHD
mortality are found. At a level of about 225 mg/dL the mortality for a number of countries ranges
from 70 to 427 deaths per 100,000. Also, when data from several sites within a country are
provided, there is a large variation in mortality at a given TC level. Overall, there is no apparent
correlation between CHD deaths and TC, contrary to what would be expected on the basis of the
Cholesterol Hypothesis. Just two countries are outside the main scatter, China and Japan, and
both have both low TC and low rates.
Japan merits a bit of discussion. The Japanese living in Japan in general had both low
cholesterol levels and low rates CHD mortality, but immigrants to the U.S. had high cholesterol
levels and had CHD mortality comparable to Americans. Convincing proof of the Cholesterol
Hypothesis. But let's dig deeper and look at what a British physician found during his Ph.D.
research. He looked at the relationship between TC levels and social factors, eating habits and
lifestyle among the immigrant Japanese. He found conclusive evidence that it was not the food
that raised the cholesterol of the Japanese immigrants, or that elevated cholesterol values
increased their risk of CHD death. Rather, he found that those who maintained their cultural
traditions were protected against heart attacks, even though their cholesterol increased as much
as in the immigrants who adopted the Western lifestyle and diet and who died from CHD at a rate
comparable to the Americans. In fact, the Japanese who preferred lean Japanese food but
adopted other aspects of the American way of life had CHD twice as often as those who
maintained Japanese traditions but preferred standard American diet [20,21]. These studies,
which contradict the Cholesterol Hypothesis, have been largely ignored, in spite of having been
published in a high profile peer-reviewed American journal. Thus, if the low rate of CHD among
the Japanese has little to do with cholesterol levels and the low mortality is for other reasons,
then the MONICA result for Japan are explained. This leaves only one discordant point in an
otherwise apparently random scatter of points in the Monica results.
The relationship between cholesterol levels and mortality is actually both complex and fascinating
and will the subject of Part II of this review.
FRAMINGHAM RISK SCORES
Framingham is a small town near Boston, MA, and has been the site of a study involving a large
number of its inhabitants. The study has been ongoing since 1950 and now even involves the
children of the original cohort. Early results from this study had a major impact on the
development of the Cholesterol Hypothesis. A commonly used graphical representation of the
results regarding cholesterol and the incidence of CHD shows two curves where the percentage
of participants with or without CHD is plotted against TC. Both curves rise from around 100-120
mg/dL TC, pass through maxima percentage at around 200-220 mg/dL, and decline to zero at
400 mg/dL except for a small bump at higher TC attributed to those with FH. The CHD patient's
(n = 193) curve is slightly displaced to higher TC compared to that of people without CHD (n =
1378). While believers in the Hypothesis point to the added risk associated with elevated TC
reflected in the displaced curve, its can also be pointed out that the vast majority of patients with
CHD had TC levels similar to participants without CHD, and that the added risk appeared
marginal. What this often displayed plot fails to show is that the risk of overall mortality
associated with TC disappeared for men above age 48. In addition, in a longer follow-up, for
participants whose cholesterol had decreased on its own (i.e. no lipid lowering treatment), for
each 1% drop of TC there was an 11% increase in coronary and total mortality [22].
The Framingham study also gave rise to the so-called Framingham Risk Score, a risk estimate of
having CHD during the next 10 years. This score is widely used in the office setting to assess an
individual's risk of CHD. If one looks at the way the score is calculated, as one gets older, age
become by far the dominant factor with the importance of cholesterol dropping off dramatically
with age until it becomes almost insignificant for men and makes only a slight contribution for
women. This is in spite of the arterial exposure to TC and LDL obviously increases with age. This
is not a picture of overwhelming support for the Hypothesis.
WHAT ARE THE REAL RISK FACTORS FOR ATHEROSCLEROSIS?
If we use CAC as a surrogate for atherosclerosis, then given that there does not seem to be any
connection with serum cholesterol or LDL, are there other traditional or non-traditional risk factors
that correlate with plaque burden? Traditional risk factors that consistently turn up as most
important in studies of the extent of atherosclerosis are smoking, hypertension, gender and age
[13,17,23,24]. However, when the correlation between the Framingham 10-year risk score and
the CAC score is examined, generally a very poor correlation is found. In one study, 20% of
individuals with very low Framingham risk (less than or equal to 9% 10-year risk) were in fact
found to have advanced atherosclerosis as judged by their calcium scores [25]. This study also
found that the ability of the CAC score to predict advanced atherosclerosis was improved by
adding family history of heart disease, obesity and physical inactivity to the traditional risk factors.
But it appears likely that there is still a major factor is being omitted. It is possible that this factor
is chronic stress and depression. There is also growing evidence that chronic stress and
depression correlate with the extent of coronary calcified plaque [26-28]. Furthermore there is
very good evidence that stress in general is a strong predictor of CHD and CHD events [29,30].
In one very large study an attempt was made to identify the major potentially modifiable risk
factors for a heart attack. It was found that the major factors were a particular blood lipoprotein
(apolipoprotein), smoking, hypertension, diabetes and psychological factors, all of which had
approximately equivalent importance [30]. Having psychological factors ranked approximately
equal to diabetes, both of which increased the risk of a heart attack by a factor of 2 to 3, suggests
that chronic stress and depression may be major factors not seriously considered in routine CHD
risk assessment, especially in the office setting. Its omission may account for a part of the failure
of sets of risk factors such as the Framingham score to correlate with the extent of
atherosclerosis as determined by CAC.
CONCLUSIONS
What we are seeing is that over the years there has been a steady flow of problems and "how
come" questions that eat away at the credibility of the cholesterol hypothesis. The resolution of
all of these problems is simple—most features of the hypothesis are false. Rephrasing the
hypothesis such that it only states that atherosclerosis and CHD are associated with cholesterol
levels removes what is considered an incorrect attempt to connect observational studies with
causality, but the evidence presented above also argues equally well against there being, for the
most part, any such association.
Part II - CHOLESTEROL AND
MORTALITY
Mainstream medicine regards the cholesterol-heart disease connection as an established fact. It
has been elevated almost to a sacred belief. Anyone who questions the foundations of this
hypothesis runs the risk of being branded a heretic or someone who is unable to appreciate the
wisdom and beauty of one of medical science's outstanding achievements. Many careers have
been built on the Cholesterol Hypothesis, careers replete with high profile medical academic
positions, drug company supported lectureships and consulting and financial support for
research. Any medical professional who openly expresses serious doubts runs the risk of being
ostracized by his or her peers. But there are indeed deniers and sceptics, and it seems important
that Newsletter readers are aware of their views [1,2]. Avid readers of the British journals The
Lancet, the Quarterly Journal of Medicine and the British Journal of Medicine
are probably among those most keenly aware of these voices crying in the wilderness. Such
criticism or questioning is rare in North American Journals. But science thrives and progresses
on dissent, controversy and attempts to falsify hypotheses, a fact that seems underappreciated
by those who guard the conventional wisdom. Some would argue that this does a profound
disservice to the progress of medical science and the ultimate discovery of so-called truth.
Painting cholesterol and in particular LDL as demons, sort of on a par with toxic substances or
even pathogenic bacteria, is unfortunate since this almost totally obscures the fact that
cholesterol is essential for our wellbeing. It is involved in ensuring the integrity of cell walls and in
the synthesis of testosterone, estrogen, dehydroepiandrosterone (DHEA), progesterone, cortisol,
and last but not least, vitamin D by photosynthesis from the exposure to skin to ultraviolet light.
We produce cholesterol in the liver, and in general, high dietary consumption results in lower
endogenous production, and many feeding studies have found virtually no dependence of serum
levels on dietary intake [3]. This is obviously inconsistent with the conventional wisdom which
suggests limiting the dietary intake of cholesterol, a recommendation which the food industry
picked up on and has played to the limit. Finally, the Cholesterol Hypothesis has resulted in
widespread screening and a vast amount of anxiety, stress and pharmaceutical intervention over
cholesterol levels labeled elevated and declared dangerous and even life-threatening.
What we will call the Cholesterol Hypothesis simply states that that high levels of total cholesterol,
i.e. TC and LDL cholesterol (LDL), cause atherosclerosis and are associated with elevated risk of
developing coronary heart disease. The word cause is important in this context because cause is
relatively difficult to establish in many human disorders and CHD appears to be one of them. The
reason in part is the extraordinary complexity of the sequence of events associated both with the
development of atherosclerosis and the events leading to an acute coronary episode, e.g. a heart
attack. One thing that appears clear is that the simplistic view of cholesterol clogging up ones
arteries (the kitchen drain analogy) is just that—simplistic. The evidence against the Cholesterol
Hypotheses as regards cholesterol-causing atherosclerosis was reviewed in Part I.
STUDIES CONCERNING CHOLESTEROL AND MORTALITY
Part II of this review series will deal with the question of cholesterol levels and both overall
mortality and coronary heart disease mortality in men and women of all ages who are free of
coronary heart disease as evidenced by the absence of chronic or acute angina, a history of a
heart attack intervention to open an artery or insert a stent or coronary artery bypass. One
frequently sees the concern put forward in the medical literature that some intervention or
procedure has not been proven to favorably influence mortality and thus its value is questionable
until this aspect is settled in randomized trials. In fact, critics of screening frequently use this as
a "gold standard." Some consider the impact on mortality to be an important if not essential factor
in the risk-benefit equation and in addition, there is always the possibility that an intervention or
procedure actually increases mortality. In addition, impact on mortality is viewed by some as
important in judging risk factors. Overall mortality is a relatively easily established endpoint
because there is little room for debate since the patient is dead, but disease specific mortality is
another matter since in may not always be clear as to what was actually the cause of death and
death certificates can be inaccurate or even simply wrong about this.
One of the largest and most recent studies to address the mortality issue was published in 2004
and involved almost 150,000 Austrian men and women ages 20 to 95 years [4]. The study
involved multiple evaluations of total cholesterol over a 15-year period between 1985 and 1999.
Overall (all-cause) mortality and CHD mortality were evaluated by comparing the lowest and
highest quartiles of TC with the middle quartiles used as reference. The following results are of
particular interest.
- For men, there was no statistically significant association between all-cause mortality and
high TC ( > 248 mg/dL) for age > 50 years. For high TC, there was a weak association for ages <
49 years. For low TC (<187 mg/dL) there was an increase in the mortality rate.
- For women, there was no statistically significant association between high TC (> 244 mg/dL)
and all-cause mortality at any age. For low TC (< 184 mg/dL), there was an increased risk of all-
cause mortality for ages >49 years of age.
- For men, high TC was significantly associated with CHD mortality for the age group 20-49
years, and a weak positive association was also found for those greater or equal to 65 years.
- For women, high TC was associated with weakly elevated CHD risk only in the age group 20-
49. However, some studies discussed below failed to find this enhanced risk.
- For both men and women, there was no association between either high or low TC and
stroke mortality, but low TC was associated with increased risk of cancer mortality in men 50-64
years and women of >50 years of age.
Thus for overall mortality, high TC was not a significant issue for men over 50 or for women at
any age, but in fact there was evidence of increased overall mortality associated with low
cholesterol. For men under 50 years of age, overall mortality exhibited a U-shaped curve vs. TC.
For women, the mortality rate curve which has been seen in many studies is more or less flat at
high to intermediate TC levels and then slopes upward indicating increased mortality associated
with low TC.
The weak positive association between CHD mortality and high TC for men over 65 is
inconsistent with a large number of earlier studies. Ravnskov has summarized these studies in a
recent commentary [5]. His review summarized 13 studies, the largest 4 of which involved over
12,000 men and women, where 7 studies found that the lower the TC or LDL, the higher the
mortality, and all 13 studies found that high TC or LDL did not predict increased mortality in this
age group. Seven of these studies had subjects in the age group 60-65 years and one exhibited
an inverse relationship where increasing TC decreased coronary mortality (this was actually part
of the famous Framingham Study).
Similar results related to elderly men were reported for the Honolulu Heart Program follow-up
study which involved over 3500 men followed for a maximum of 20 years [6]. The age range was
71-93 years. Mean cholesterol levels for the quartiles were 149, 178, 199, and 231 mg/dL. When
the lowest quartile for TC was used as reference, the relative risk for all-cause mortality
decreased (0.72, 0.60 and 0.65) as TC levels increased. Thus there was benefit rather than risk
associated with high TC as it relates to all-cause mortality. When results from the first year of
follow-up were excluded, similar risk reduction with increasing TC were found. This argues
against the low levels being due to preexisting illness. In addition, the long-term follow-up in this
study, in the opinion of the authors, renders the hypothesis untenable that the low TC effect is
due to undiagnosed preexisting conditions that reduced TC levels. The authors state that, "We
have been unable to explain our results." This could be translated into a statement that the
results are not in accord with the conventional wisdom.
In a U.S. study involving over 10,000 men and 8600 women, the relationship between TC and all-
cause mortality was determined over a follow-up period of 22 years [7]. There was no
stratification by age. For women, there was no significant association with overall mortality and
TC. A third of the women had TC < 201 mg/dL and a third had TC > 240 mg/dL. For men, the
only positive association was for TC > 240 mg/mL, but the relative risk was the lowest among all
the risk factors that gave a positive association (e.g. blood pressure and smoking).
In a large study of Korean men aged 30-65, it was found in a 6.4 year follow-up a low cholesterol
level (< 165 mg/dL) was associated with increased risk of all-cause mortality [8]. The risk of CHD
mortality was found only for men with the highest cholesterol levels (greater than equal to 252)
but there was no stratification by age. Thus this study also found a U-shaped relationship
between overall mortality and TC. The strongest disease specific increase in mortality with
decreasing TC levels was seen for cancer. The authors rule out the possibility that this was due
to preexisting cancer since attempts were made to exclude patients with cancer or precancerous
condition at baseline, and the increased risk of cancer with decreasing cholesterol levels
remained significant throughout the 5-year follow-up period. This is an important point since the
conventional explanation offered by mainstream medicine for the increased cancer mortality with
decreasing cholesterol levels is that it is due to a preexisting condition that resulted in the low
level. Also, the absence of increased cancer incidence in studies where cholesterol was
aggressively lowered with statins in studies for secondary prevention or with very high risk
individuals does not appear relevant to the above issue since the patient population was different
and there is the possibility that the statin drugs have anti-cancer properties unrelated to
cholesterol lowering.
Studies published very recently present the same picture. Mortality was significantly correlated
only with a low level of TC (less than equal to 160 mg/dL) in a small group of men and women 84
years or older [9]. In as study of over 300,000 Korean women age 40-64, no significant
association was found with TC and CHD mortality for the 40-55 age group of pre- or
postmenopausal women. For the 56-64 age group, the only significant association was for TC
levels greater than equal to 236 mg/dL, i.e. the highest quartile. Given that all other associations
were non-significant, this single result may be a fluctuation [10]. Finally, in a study of individuals
presenting with ischemic stroke (from a blood clot) it was found that higher cholesterol levels
favored minor strokes and thus post stroke mortality was inversely related to cholesterol [11]
Stamler et al examined the question of the relationship between TC and all-cause mortality and
CHD mortality by an analysis of three prospective studies involving men 39 years or less of age
[12]. One study had a mean age of about 30, another 32 the third study 37 years. In men in this
age group, the overall and CHD mortality risk was elevated when those with elevated TC levels
were compared to those with TC < 160 mg/dL but in the largest of the three studies which
involved over 60,000 participants, significant increased in all-cause mortality was seen only for
levels above 230 mg/dL when TC was stratified into quintiles. The two other studies revealed
CHD mortality risks in all quintiles above the reference quintile (< 160 mg/dL). These results are
consistent with studies discussed above where the data was stratified by age. The authors
conclude that these results suggest a longer life expectancy for younger men with favorable
cholesterol levels.
Thus there appears to be little data to indicate that elevated cholesterol levels are positively
associated with CHD or overall mortality and in fact the opposite appears fairly well established,
low cholesterol levels are accompanied by elevated mortality. Young men appear to be an
exception.
CHOLESTEROL AND SUDDEN CARDIAC DEATH
In the U.S. population, about 65% of the cardiac related deaths in 1998 in adults aged > 35 were
due to so-called sudden cardiac death (SCD) [13]. As de Lorgeril and Salen point out in a recent
short paper in the journal Nutrition, Metabolism and Cardiovascular Diseases [13], two
studies indicate that high cholesterol levels are not a risk factor for SCD. They point out that
these findings are surprising given the widespread view that high cholesterol is a major risk factor
for CHD death. In one study, over 121,000 women aged 30-55 with high cholesterol were
followed [14]. The other study involved men with a mean age of about 60 (range 40-84) and a
range of TC of 196-247 mg/dL [15].
Thus the picture emerges that if cholesterol levels are considered in the context of overall or CHD
mortality high cholesterol is only an issue for young men and appears protective for women of all
ages and men over 50 years of age. However, this applies to individuals who do not have
coronary heart disease.
The current guidelines [16] of the National Cholesterol Education Program for TC (mg/dL) are:
- Desirable - < 200
- Borderline High - 200-239
- High - greater than equal to 240
It seems noteworthy that these guidelines are not stratified by either age or gender. While the
guidelines emphasize LDL, to a large extent TC is a surrogate for LDL in that high TC almost
always implies high LDL. The guidelines also focus on risk of CHD rather than mortality, but the
issue being discussed here is in fact mortality and whether or not serum cholesterol levels are
related to either CHD mortality or all-cause mortality. However, the guidelines do introduce age
and gender, but only when the estimation of risk is with the Framingham risk factor calculator. In
one version of the Framingham data, risk for CHD includes fatal or non-fatal heart attack and
unstable angina. In another version fatal and non-fatal heart attacks are the only endpoints.
HOW ABOUT THE ENHANCED RISK OF CHD IN YOUNG MEN WITH ELEVATED
TC?
It seems obvious the there is an anomaly associated with young men and the risk of CHD
mortality associated with elevated TC. Why for example, does the risk not persist in older
individuals where the exposure to circulating cholesterol is much longer? It does indeed appear
to be true—high cholesterol predicts CHD in young and middle-aged men. But if cholesterol is
merely a marker and plays no role in causative mechanisms, then the problem posed by young
men can be resolved if some mechanisms unique to this age and gender group are responsible
for cholesterol elevation. It has been suggested [5] that one factor may be stress which is well
known to elevate serum cholesterol levels, and which would be expected to peak in age period
prior to 50. Ravnskov [5] suggests a number of factors which can be expanded upon. This is the
age where most men are in the midst of their professional careers, in many cases subject to great
stress, even harassment. After all, it is well known that many individuals hate their jobs, their
boss, the part of the country where they work, etc. There is the ever present risk of being fired,
making mistakes that lead to bankruptcy, loosing ones job because of downsizing or failing to
achieve or get promoted or get that much desired executive position, etc., etc., etc. There is the
worry of loosing ones job at an age where it would prove difficult if not impossible to get an
equivalent one. This is the age where marital break-ups are common and are generally highly
stressful, where teenage children drive their parents mad or frantic with worry. It is when ones
children may succumb to drugs and alcohol, and the age where parents sometimes have to
contend with a child's unwanted pregnancy. One could go on indefinitely with the potential horrors
that might confront the middle age man.
There have been a number of studies that examined the association between cholesterol levels
and work-related stress. While it is true that the higher the stress the higher the serum levels, the
magnitude of elevation is small and does not seem sufficient to support the idea that this is the
mechanism giving rise to the anomalous effects seen in young men, which incidentally includes a
weak but significant correlation between CHD in general and TC. Thus there is a problem with
Ravnskov's suggestion. However, studies of cholesterol and CHD events or mortality that correct
for confounding have of necessity failed to take into account at all one confounder, the magnitude
of blood pressure changes due to stress. If resting blood pressure is measured and used as a
variable in adjusting the association between CAD and cholesterol, this ignores the fact that
higher levels of cholesterol appear to be associated with enhanced or exaggerated response to
stress (hyper-response) and hyper-responders have enhanced CHD risk in response to stress.
Thus in the population of young men, there will be these hyper-responders who will on average
have considerably higher cholesterol levels, but it is the hyper-response of blood pressure to
stress that increases the risk and thus the action of cholesterol is indirect. The impact of large
fluctuations in blood pressure occurring on a daily basis in response to stress, either work related
or domestic, would be the direct but unmeasured association with increased risk of CHD mortality
or events. This could account for the modest correlations between CHD mortality or CHD events
and cholesterol in young men who are exposed to a higher level of stress than older men and
who may cope with stress less successfully than women. If studies had adjusted for the
magnitude of blood pressure response to stress challenges it is suggested that the modest
connection between cholesterol and CHD risk might disappear [17]. But operationally this
appears impossible in studies large enough to provide adequate statistics since all that is
practical to measure is resting blood pressure and it is obviously impossible to duplicate in a
clinical examination or screening session the day- to-day stress of a toxic workplace or the stress
associated with domestic problems.
In his recent book The Myth of Cholesterol, Dr Paul Dugliss, M.D. makes a case for stress
being so important in the etiology of CHD that it renders cholesterol to a position of near
irrelevance. He compares typical estimates of risk reduction due to stress reduction with risk
reduction from cholesterol lowering drugs. The former can result in risk reductions of up to 540%
for heart attacks, whereas typical risk reduction with lipid lowering is about 25% (but only in the
subgroups where it works at all).
This view is strongly supported by results from the INTERHEART study, a case-control study
involving subjects from 52 countries that examined the relative importance of risk factors for heart
attacks [18]. It was found that psychosocial factors including stress at work and at home, general
and financial stress, stressful life events, and depression resulted in risk of heart attack that was
greater than diabetes or smoking, both of which are major traditional risk factors. Diabetes alone
automatically confers a 10-year risk of CHD or CHD events of greater than 20%, i.e. high risk.
HOW ABOUT HDL, THE SO-CALLED GOOD CHOLESTEROL?
A rather small fraction of TC is due to HDL cholesterol, the so-called good cholesterol and TC is
not a good surrogate for HDL. LDL according to the conventional wisdom is the bad guy, but
some point out that this may only apply to the oxidized form, something that appears to be rarely
measured in routine physical exams. Thus the following question: are the protective properties of
HDL borne out in the relationship between HDL levels and mortality? Several studies have
addressed this issue.
A study from Finland [19] looked at CHD mortality and HDL. The variation of HDL levels with age
over the total range from 25 to 64 was very small and thus the results without age stratification
are of interest. For both men and women, the risk reduction for CHD mortality was about 10%
per 4-mg/dL increase in HDL and was statistically significant. This appears to be clinically
relevant since the difference between high and low HDL is about 20 mg/dL.
In a study of type 2 diabetics, cardiovascular mortality rates were independent of TC or LDL but
significant protection was seen with HDL levels greater than about 53 mg/dL. The follow-up
involved over 10,000 person-years and age did not influence the protective effect of HDL.
However, adjustment for a large number of potential confounders reduced the benefit in all but
those >70 years of age [20]. Thus there is nothing in these studies which contradicts the belief
that high levels of HDL are protective.
CONCLUSIONS
Ravnskov points out that if high TC or LDL were an important cause of CHD or CVD, it should be
a risk factor for both genders in all populations and in all age groups. But in many populations the
association between TC and mortality is absent or even inverse, i.e. just the opposite, where
increasing TC is associated with lower coronary and total mortality. In the elderly high TC is
associated with longevity in most studies. The results with the elderly are especially significant
because both the highest mortality and the greatest incidence of CVD are seen in the elderly.
Ravnskov advances the hypothesis that the beneficial effects of high cholesterol on the immune
system may explain why sometimes an inverse association is found between TC and mortality
and as well inverse associations seen sometimes which contribute to the inconsistencies that
characterize the angiographic studies which attempt to link TC or LDL and atherosclerosis [5].
It is also noteworthy that the vast majority of acute coronary events such as heart attacks occur
after the age of 60, an age where the question of cholesterol and either CHD mortality or overall
mortality becomes an issue only in that high TC appears either neutral or decreases rather than
increases the risk of death. Thus, for a large fraction of the adult population, concern about high
cholesterol amounts to worrying about something that appears to have no bearing on CHD
mortality, and perhaps even increase life expectancy.
There are millions of individuals taking cholesterol-lowering drugs. The number worrying about
their high cholesterol must be very large indeed. The total drug company income from statins is
approximately $55 billion (not a misprint) per year. Today, recommendations are mainly based
on LDL cholesterol, medical history and the presence of traditional risk factors, two of which
(Framingham) depend on TC and HDL. But levels of LDL are closely tied to TC. Thus the studies
that examined mortality as a function of TC are relevant. The evidence or lack thereof presented
above would suggest that the recommendation of these drugs for women and the elderly who are
free from symptomatic CHD and have not had a heart attack is not based on evidence involving
risk of either CHD mortality or all-cause mortality, and some regard this as the most important
consideration. If low TC indeed increases mortality, then this becomes an additional
consideration, one that probably never comes up in consultations since mainstream medicine
dismisses all the data regarding this problem with arguments given above. In addition, in younger
men, high TC may lead to inappropriate therapy if the real problem has to do with high stress.
Also, obsession with cholesterol levels may result in avoiding a number of potential actions
associated with primary prevention. Since statin drugs have side effects, the above
considerations assume added significance.
Thus we have now seen in the first two parts of this series that there does not appear to be a
connection between CHD mortality or all cause mortality and circulating cholesterol. Nor are
cholesterol levels associated with the extent of atherosclerosis. In connection with this second
point, the British physician Malcolm Kendrick, a long-time student of the Cholesterol problem,
poses three key questions in his book The Great Cholesterol Con:
- Why don't veins develop atherosclerosis?
- Why does atherosclerosis develop in discrete (separate) plaques?
- If high LDL level causes atherosclerosis, how can vast numbers of people with low LDL levels
get the same disease?
When one thinks about it, it is remarkable that atherosclerosis does not develop in veins. They
have the same cellular wall structure as arteries and they are exposed to identical levels of TC
and LDL. If an artery is replaced by a vein, as in bypass surgery, the vein now acting as an artery
can develop atherosclerosis as frequently seen in bypass restenosis, but replace a vein with an
artery and the artery appears protected against atherosclerosis. Kendrick concludes that this has
something to do either the position in the body or the function of arteries. But how can LDL be
the culprit since it remains constant throughout the circulatory system?
For the discrete plaque patch puzzle, he likens this to sunbathing and getting burned only in
patches in spite of uniform exposure, the analogy being with the uniform exposure to the
hypothetical causative agent cholesterol. If plaques form in damaged areas and LDL does not
itself damage the arterial walls, then something else causes heart disease.
Defenders of the Hypotheses respond to the third question by simply saying the low LDL levels
that still result in atherosclerosis are not really low but are in fact high, and that almost everyone
has the disease of hypercholesterolemia and clearly need aggressive therapy. Mankind has
evolved, perhaps even over the past century, such that they now have a deficiency disease,
where the deficiency is a prescription drug. Critics tend to view this explanation as total
nonsense. This view will be examined and documented in Part III of this series.
A simple solution to the problems posed by these three questions is that the Cholesterol
Hypothesis is false.
Part III - CHOLESTEROL AND STROKES: LIPID
LOWERING
STROKE RISK AND CHOLESTEROL
Epidemiologic studies have not shown a clear association between cholesterol levels and stroke.
However, the subject is complicated by the presence of two distinct types of stroke, i.e. ischemic
and hemorrhagic. The former involve occlusive interruption of blood flow while the latter are due
to bleeding. In a number of studies and some meta-analyses, these have been lumped together.
The problem that arises involves what appears to be an increase in hemorrhagic stroke at low
cholesterol levels which would compensate for a decrease in ischemic strokes, drive the results
toward the null and mask a positive association between stroke and serum cholesterol. The large
meta-analysis of prospective studies which comprised 450,000 subjects with 13,000 strokes [1],
and which found no association between incidence and cholesterol levels, has been questioned
on these grounds by a number of observers. Law et al [2] attempted to resolve this question with
a meta-analysis of observational studies where the ischemic and hemorrhagic strokes were
reported separately. At issue were LDL levels. Seven studies reporting on ischemic stroke
qualified, but one involved only smokers and is hardly representative of the general population.
Furthermore, the paper referenced for the data on this particular study was not relevant because
it did not stratify by LDL and in addition, the results for total cholesterol failed to yield statistically
significant associations, whereas the LDL results used in the meta-analysis were given as
significant. References to the other studies included in the analysis lead to papers that also did
not measure LDL and the authors give no indication as to the source of the LDL data on which
they base their analysis. Six of the seven studies found no significant association between LDL
and stroke. All seven when subjected to a meta-analysis produced a statistically significant 15%
decrease in risk of ischemic stroke for each 38-mg/dL decrease in LDL. The major goal of meta-
analyses is to tighten up the statistics by reducing the uncertainty in the result through the use of
a larger sample of subjects. The individual studies are generally weighted and this weighting
process is arbitrary. In fact, there is in general a problem with the meta-analysis of observational
studies. As Willett points out, issues of validity in observational or prospective studies are
determined by confounding and bias, and this is not altered by the enhanced statistical power of a
pooled data study or meta-analysis [3]. And it is the enhanced statistical power that produces a
significant result from a set of studies that individually showed no statistically significant results.
Law et al also found a 19% increase in hemorrhagic stroke for each 38% decrease in LDL, but
the same problems described above apply here as well. Thus this meta-analysis does not seem
to resolve the issue in question.
Two studies were not considered by Law et al, in one case simply because the study came after
their paper was prepared. One, the Eurostroke Study, which examined both ischemic and
hemorrhagic strokes in the general population using a case-control model, found no significant
association between cholesterol and either stroke type, fatal or non-fatal [4]. A very large
prospective Korean study reported in 2006 [5]. Involved were over 787,000 individuals which
provided a large number of strokes for analysis. Six ranges of total cholesterol were used, with <
130 mg/dL as a reference. When the results were adjusted for confounding, only cholesterol
levels grater than 270 mg/dL were associated with increased risk of ischemic stroke, and only
0.9% of the subjects were in this category. For everyone else, there was no statistically
significant association. For hemorrhagic stroke, total cholesterol levels above 160 mg/dL were
protective when < 130 mg/dL was used as the reference, i.e. as cholesterol levels increased, the
risk decreased. However, an interesting connection with alcohol consumption was made. By
using a blood marker for alcohol consumption, it was found that when this marker was low, the
association between low cholesterol and enhanced risk of hemorrhagic stroke disappeared. Thus
in apparently healthy populations, the balance of evidence suggests that the incidence of stroke
is unrelated to serum cholesterol levels but someone with a very high level may be at a modestly
enhanced risk.
The absence of an association between cholesterol levels and the risk of ischemic stroke was
termed a paradox by Matthias Enders in a review published in 2005 [6]. But he points to an
additional paradox. Given that cholesterol does not appear associated with the incidence of
ischemic stroke, it is then curious that treatment with statin drugs reduces the incidence of stroke,
at least in patients with existing CHD or a history of stroke. Several studies have shown this.
When data was combined from 9 trials including over 70,000 participants with established CHD or
high risk of CHD, the relative risk reduction was 21% with an absolute risk reduction of 0.9%
(number of individuals needed to treat to prevent one stroke—111) [7]. When intensive (higher
dose) statin therapy was compared with therapy using usual doses, a pooled analysis of 4 trials
yielded an additional 18% relative risk reduction but only a ½% absolute risk reduction [8]. In
older studies statins were not found to reduce stroke risk in typical populations without known
CHD, but in these primary prevention studies the age was rather low and thus so was the stroke
incidence, and these trials lacked the statistical power to reliably detect a significant effect. For
asymptomatic individuals not deemed high-risk, the benefits of statins for primary prevention is
not clear. But there remains the problem of whether or not the primary action of the statin drug in
this context is related to cholesterol lowering or some other anti-stroke action. Enders points out
that the observed dose dependence relative to baseline cholesterol levels suggests that
cholesterol lowering may not be the important factor, and this view is bolstered by studies of
cholesterol lowering using non-statin drugs where there was no decrease in stroke incidence in
spite of significant cholesterol lowering [6].
There is some evidence that low cholesterol levels induced by statins increase the risk of
hemorrhagic strokes [9-12]. In the just published SPARCL trial it was found that treating 1000
ischemic stroke and transient ischemic attack patient with high-dose atorvastatin for over one
year will avert 4.8 ischemic strokes while causing 1.9 additional hemorrhagic strokes [11,12]. It is
also interesting that post-stroke mortality is inversely related to cholesterol levels because higher
cholesterol levels are associated with less severe strokes [13]. Finally, in a study of diabetics,
while statin treatment reduced non-hemorrhagic strokes by 50%, the benefit was independent of
baseline cholesterol and the presence or absence of a first stroke [14].
Taken together, all this evidence strongly suggests that the benefits of statins in the context of
stroke has little to do with cholesterol lowering and may be due to other actions of these drugs.
LIPID LOWERING TRIALS
Today statins are with rare exceptions the only drugs given to lower cholesterol levels. Worldwide
sales of 55 billion U.S. dollars suggest widespread use. It is widely accepted that the success of
statin drugs in decreasing the risk of cardiovascular events provides convincing proof of the role
of cholesterol in the etiology of CHD. As discussed in Part I of this review on cholesterol, this
argument is seriously flawed. Since the use of statins is so widespread, it is of interest to examine
the relative and absolute benefits associated the use of these drugs in both the primary and
secondary setting and as well, the notion that when it comes to LDL, the lower the better and that
almost everyone has elevated LDL and needs therapy.
Some lipid lowering trials were exclusively for primary prevention, some only for subjects with
CHD, and some looked at both. There have been trials that exclusively enrolled men and those
that had a mix of genders. In several studies, women have been seriously underrepresented. A
number of different statins have been tested.
For primary prevention using statins the available studies are very limited. One is 100% male and
the other two are 82-85% male. One [15] recruited only hypertensive individuals with at least
three other CVD risk factors (ASCOT), and one [16] had a lower limit on baseline TC of 252 and a
mean of 272 mg/dL, which translates into a significant percentage of individuals with family
related high cholesterol (FH) (WOSCOPS). The one that came closest to reflecting characteristics
of the general population was AFCAPS [17] where the mean TC was 221 and LDL ranged from
131 to 191, although this cohort had low HDL. Here are the results:
- WOSCOPS. 22% reduction in non-fatal CHD which was derived from a 1.9% absolute risk
reduction. Thus the number needed to treat (NNT) to prevent one non-fatal CHD event was 53
and in the drug group 95.7% has no events compared to 93.8% in the placebo group during a 4.4
year follow-up. There was no significant benefit in terms of overall or CHD mortality. All the men
had very high TC. The reduction of TC was 20% and LDL 26%.
- AFCAPS. The reduction in non-fatal CHD events was 38% but the absolute risk reduction
was only 2%, yielding a NNT of 50 individuals. In the drug group, 96.5% experienced no adverse
non-fatal CHD event whereas in the placebo group the number was 94.5%. There was no
significant benefit in terms of overall mortality or CHD mortality. The cohort had average TC
levels and was 85% male. The reduction of TC was 19% and LDL 26%.
- ASCOT. A 36% reduction in non-fatal heart attacks and fatal CHD was found. The absolute
risk reduction was 1.1% giving a NNT of 91. No benefit was found in terms of overall mortality or
cardiovascular mortality. In the treated group, 98.1% were free of non-fatal heart attacks or fatal
CHD whereas for the placebo group the number was 97.0%. The cohort was comprised of
hypertensive individuals with three other CHD risk factors and was 82% male. Reduction of TC
was about 24% whereas LDL went down by about 32%.
A meta-analysis of seven primary prevention randomized controlled trials involving statins was
published in 2006 which included the above three studies [18]. The results were as follows:
|
Outcome
|
Relative Risk Reduction, %
Absolute Risk Reduction, %
|
NNT
| | |
|
Major CHD events
|
29.2
|
1.66
|
60
| |
|
Stroke
|
14.4
|
0.37
|
268
| |
|
Non-fatal MI
|
31.7
|
1.65
|
61
| |
|
Revascularizations
|
33.8
|
1.08
|
93
| |
|
|
No significant effect of statin treatment on coronary heart disease mortality or overall mortality
was found. For individuals in the Framingham low or intermediate risk categories, statin therapy
was estimated to reduce the absolute risk of major coronary events by 0.75% and 1.63%
respectively. Thus this analysis which involved almost 43,000 participants overall provides a
similar picture to that for the three studies discussed in detail above. The absolute risk reduction
is just slightly above negligible. However, from the public health point of view, even these small
reductions would add up to a large number of events prevented in a large population such as the
US, The benefit found for Framingham high-risk individuals was greater with a 2.51% absolute
risk reduction, but the use of statins in this group is less contentious than for the low and
intermediate risk groups.
It is not clear the extent to which these results apply to women since they were severely
underrepresented. Also, the ASCOT trial does not apply to the general population, only a
hypertensive population at high risk of CHD. Critics of the Cholesterol Hypothesis consider the
small absolute risk reduction to be inconsistent with cholesterol being regarded as a large,
significant and highly important risk factor. Believers say the above studies prove that serum
cholesterol and in particular LDL actually causes atherosclerosis and CHD and in addition,
lowering TC or LDL by 20-30% reduces CHD events by 20-30%. As discussed below, when the
primary prevention studies are stratified for women of all ages and the elderly, the risk reduction
of statin treatment disappears leaving only young men as beneficiaries, and some would regard
number of young men needed to treat of 50-70 to prevent one adverse event as suggestive of
marginal benefit. Treatment is generally for life.
Most of the research in lipid lowering has centered on secondary prevention and the comparison
between low and high dose protocols. Regarding the former, Costa et al have provided a meta-
analysis of 7 studies [19]. The result was as 23% reduction in major coronary events and the
absolute risk reduction was 5.1% with the NNT about 20. In the meta-analysis discussed above
[18], for trials where secondary prevention was also involved, the relative risk reduction for major
coronary events was 20.8% with an absolute reduction of 2.4% and the number needed to treat
of 33. In this study of secondary prevention trials there was also no statistical significant
association between statin treatment and coronary heart disease mortality or overall mortality.
Studies aimed at evaluating the benefits of high-dose statins vs. the usual dose have examined
either individuals with stable CHD or those experiencing an acute coronary syndrome. Cannon et
al have performed a pooled analysis of 4 studies [8]. When the two dose protocols were
compared, the reduction in risk of CHD mortality or heart attacks achieved for high dose statins
was 16% with an absolute risk reduction of 1.4% and the NNT was 71. The benefits should be
viewed as in addition to those obtained with the standard statin therapy. In the pooled analysis
the LDL reductions were from 130 to 101 mg/dL for the usual dose and from 130 to 75 mg/dL for
the high dose, so-called intensive treatment. No significant differences were found between low
and high dose treatment for CVD mortality or overall mortality. The analysis involved over
100,000 patient years of observation.
This then is a snapshot of the research behind the statement that for secondary prevention,
statins offer benefit in terms of preventing additional adverse coronary events. Critics of the
Cholesterol Hypothesis do not appear to dispute this conclusion. Where they part company with
the conventional wisdom concerns the use of these results as proof of the Cholesterol
Hypothesis, frequently with statements embellished with superlatives. As will be discussed below,
the use of high statin doses, presumably for life, raises questions about side effects over and
above those already associated with the standard dose protocol.
PRIMARY PREVENTION: THE SPECIAL CASE OF WOMEN OF ALL AGES AND THE
ELDERLY
In the January 20th 2007 issue of the journal Lancet, two researchers, one from Harvard
(J. Abramson) the other from the University of British Columbia (J. M. Wright) raised serious
questions about the extent of the evidence supporting the use of statin drugs for true primary
prevention of cardiovascular events or life extension [20]. The authors acknowledge that for
individuals between 30 and 80 years of age with occlusive vascular disease, secondary
prevention with statins confers benefit. What is at issue here are individuals who exhibit no
evidence of disease. They point out that about 75% of those taking statins are in this category,
i.e. pure primary prevention. On the basis of analysis of pooled data published earlier [21] and as
well, reference to specific studies, they conclude that there is no statistically significant evidence
favoring the use of statins for pure primary prevention for the following subsets: (a) women of any
age; (b) men older than 69 years. The authors claim that in justifying primary prevention with
statins in women and in people over 65 years of age, the U.S. guidelines for treatment cite 16
randomized trials and yet not one provides evidence of benefit from statin therapy for these two
groups. In addition, they find that high-risk men between 30 and 69 with no apparent vascular
disease should be advised that about 50 patients need to be treated for 5 years to prevent one
adverse event.
The pooled studies used by Abramson and Wright consisted of five large trials of statins including
the three discussed above, which mostly involved primary prevention (average percent primary
prevention—83% of participants, range 56-100%). In the pooled studies, total mortality was not
reduced by statins and while the 5-year frequency of total heart attacks and stroke was reduced
(relative risk 0.84) the absolute risk reduction was only 1.4%. This is equivalent to needing to
treat 71 individuals for 5 years to prevent one event. They also quote the results of the
PROSPER randomized controlled trial which involved over 5800 men and women over 69 years
of age [22]. In a subset of 3239 men and women in this trial with no evidence of previous
vascular disease and viewed at risk because of smoking, hypertension or diabetes, this study
found that statins did not reduce total cardiovascular events. When the PROSPER results were
stratified just by gender, among women there was no significant benefit from statin treatment and
an unspecified number of the total female cohort actually had prior vascular disease. In the
interpretation part of the abstract of the PROSPER paper no mention was made of the absence
of benefit for primary prevention or for elderly women in general (primary or secondary
prevention), but rather, it is simply stated that the statin in question given for 3 years reduced the
risk of coronary disease in elderly individuals, thereby omitting an important result. This is in spite
of the fact that of the 5804 individuals included in the analysis, about 56% were in the "no
previous vascular disease" category, i.e. a significant fraction of the total study population. This
data has been in the literature since 2002. Finally, the paper published in 2004 in the Journal
of the American Medical Association to which Abramson and Wright make reference found for
women without cardiovascular disease, cholesterol lowering with a statin drug did not affect total
or coronary heart disease mortality. For fatal heart attacks, revascularization or coronary heart
disease events, only one out of nine studies showed significant treatment benefit and this was
just for one outcome of many reported in that study. Even for those with known cardiovascular
disease, lipid lowering did not affect total mortality. This was a study of studies (meta-analysis)
which included six trials involving 11435 women of various ages without cardiovascular disease
[23]. Thus the evidence points to the conclusion that in the context of primary prevention for
women of all ages and the elderly of either gender, cholesterol lowering is without benefit—a non-
issue.
THE LOWER THE BETTER. WE ALL HAVE ELEVATED LDL
There is an interesting problem of why people with low as well as high LDL or TC get the same
heart disease. One ad hoc hypothesis offered by those who defend the Cholesterol Hypothesis is
that in fact in the Western world almost everyone has high cholesterol and therefore high LDL.
The contention promoted by O'Keefe et al is that the optimal LDL for everyone is between 50 and
70 mg/dL [24]. For almost everyone, the only way to get LDL down to these levels would be
lifelong use of drugs, currently statin drugs. This assertion regarding a universal syndrome of high
LDL is based on the observation that the LDL range is 50-70 mg/dL in native hunter-gatherers,
newborns, free-living primates and wild animals such as the baboon, howler monkey, horse,
black rhinoceros, and African elephant. However, the hunter-gather societies looked at by the
proponents of this theory all had very short life expectancies ranging from 17 years to 36 years.
These individuals are hardly comparable to those residing in the developed part of the world.
Also, it is debatable if newborns are a good standard. If we attempted to achieve the low blood
pressures commonly seen in newborn children, we would probably in the process kill ourselves.
The relevance of cholesterol levels in animals ranging in size from small to huge is also not
obvious, especially since they are not carnivores. Thus there appear to be problems with this
theory. In this context it is interesting that in Japan when cholesterol levels rose from 150 to 190,
life expectancy increased and CVD fell dramatically. Also, as discussed at length in Part II,
Cholesterol vs. mortality studies consistently show a J-shaped curve for men with mortality
increasing as TC or LDL decrease to low values and a flat dependence for women as TC is
decreased from high values until at low values the mortality also rises like that seen for men.
Most of these studies are designed so that concurrent disease that might lower cholesterol is
excluded. The 30-year report from the Framingham study also found that when cholesterol
declined by itself rather than through the action of drugs, mortality increased rather than
decreased. Thus even if one is convinced by blood cholesterol studies on new-born babies,
modern-day hunter-gatherers and a marvellous assortment of animals, they still have to deal with
this mortality issue in adult humans.
O'Keefe et al also attempt to justify their belief that every one should have an LDL level between
50 and 70 mg/dL by presenting some diagrams of CHD events vs. LDL and showing a linear
correlations where CHD events go to zero in this LDL range. However, there are problems with
this approach. Let's consider the correlation they obtained based on primary prevention trial
data. Three studies were used. One involved only men with very high LDL and TC and one
involved only hypertensives with three additional risk factors. The third looked at mostly men with
average cholesterol levels. When the CHD event rates are plotted vs. the baseline average LDL
and the average LDL achieved after statin treatment, a straight line results going to zero events at
an LDL of 55 mg/dL. But these three populations are not comparable and this approach involved
no corrections for confounding. The high cholesterol group probably included individuals with FH.
And data from only three studies were used. If one wants to examine the correlation between
cholesterol and CHD events, this highly limited data set uncorrected for confounding does not
appear to be a very good way to do it. And this analysis also ignores the great danger of
extrapolating data. Finally, the many results discussed in Part I where no correlation was found
among asymptomatic individuals between CAD events and TC (and thus LDL) except for young
men argues against the validity of this or the other similar correlations used by O'Keefe et al.
The acceptance and implementation of the notion that only LDL in the range of 50-70 mg/dL is
healthy and that if one does not meet this criterion, lipid lowering is in order, would put a
significant fraction of the developed world and the rich and well-off elsewhere on statins for life
since there is currently no other means of achieving these very low levels. Exercise and diet
would for most not accomplish such reductions, given that such lifestyle interventions are already
well known to produce only small changes in TC or LDL.
SIDE EFFECTS WITH STATIN THERAPY
It appears that mainstream medicine is moving toward lower and lower targets for optimal LDL
and, as mentioned above is flirting with the notion that it should be as low or even lower than 70
mg/dL for everyone. What appear to be limited benefits only for a very small sup-population in
the developed world and as well data suggesting higher mortality at low LDL levels seem to be
ignored. But this is part of a larger question—the side effects in general of statin drugs. This is
an issue when any risk-benefit analysis, formal or informal, is undertaken. What are the side
effects, how serious are they, and are they significantly underreported and downplayed?
Before a drug is approved, drug companies must study adverse side effects. This is generally
done with at most several thousand subjects over a fairly short period, a system that is bound to
fail. If we had mandatory long-term (say 5-10 years) testing for side effects in a cohort of say 10
or 20 thousand subjects, the introduction of new drugs would decline precipitously. In fact, the
industry would probably never allow this to happen. The point is that only the most prevalent side
effects manage to surface. After the drug is approved, a mechanism exists for the reporting of
adverse side effects, but it is well known that the compliance is negligible with only about 1% of
the cases reported. When very serious side effects were just below the threshold of detectability
during clinical trials but surfaced when several million prescriptions are written, it is not
uncommon that the drug is recalled, although the period of denial can be considerable (e.g. the
Vioxx incident). Side effects either ignored or missed in the clinical trials have to kill or disable
enough patients for someone to notice. Numerous examples could be quoted. With the statin
drugs, it is very easy for a physician to regard side effects as simply manifestations of aging or
related to some comorbidity or lifestyle excess. There must also be an element of denial involved
since statins are taken by millions worldwide every day, so how can there be any serious
problems? It is interesting that in veterinarian medicine both alertness to adverse effects and a
willingness to immediately take action appears much greater than in human medicine.
Evidence—the very rapid recognition and equally rapid response to the recent contaminated pet
food incident.
Comprehensive reviews of the side effects of statin drugs are mostly to be found outside
mainstream medical literature and are thus easily dismissed or ignored by the establishment. But
some of the voices have considerable credibility. For example, the author of Statin Drugs--
Side Effects and the Misguided War on Cholesterol and Lipitor--Thief of Memory is Dr. Duane
Graveline, M.D., a former astronaut, an aerospace medical research scientist, NASA flight
surgeon. Another voice is that of Dr. Mary G. Enig, Ph.D., a well-known and respected authority
on lipid biochemistry and the author of over 60 publications and presentations. She is the author
of Know your Fats: The complete Primer for Understanding the Nutrition of Fats, Oils and
Cholesterol.
Graveline's most recent book on Lipitor and memory provides an account of his shocking
experiences with what is called transient global amnesia (TGA), a sudden temporary total
loss of memory where one does not recognize anything or anybody and fails to have memory of
past events going back decades. When his first incident occurred, no one was able identify a
cause. After he recovered he reasoned that it might be medication related. He had been put on
Lipitor and immediately discontinued it. No more episodes occurred until he resumed Lipitor
under pressure from his physician. Then he had a second and more serious episode. This
prompted him to set up a website and collect information on statin side effects and in particular
TGA. Over several years he has collected enough data to convince himself that TGA is much
more common than acknowledged. This is not a trivial matter since there are many occupations
where such an episode could prove dangerous to others than the victim, e.g. an airline pilot at the
controls during a final approach. In his book on side effects Graveline provides a comprehensive
review which should be of interest to anyone taking or contemplating taking statins. His website
www.spacedoc.net updates his continuing research and data collection on adverse side
effects and in particular what is reported to the government site (Medwatch).
Mary Enig and Sally Fallon have written a review of statin side effects which was published by the
Weston A. Price foundation and can be found on its website www.westonaprice.org. They
point out what most scientists involved in cholesterol research know, statins not only interfere with
cholesterol synthesis but also with a number of other biochemical pathways which generate
substances of critical biological importance. The two most important are co-enzyme Q10, a
critical cellular micronutrient present in all mitochondria, and a family of compounds call dolichols
which in cell biochemistry direct manufactured proteins to their proper targets in response to DNA
directives, ensuring that cells respond correctly to genetically programmed instructions. Also,
squalene, an intermediate in the reaction chain that yields cholesterol, has anti-cancer properties.
But statins also reduce the synthesis of another compound, mevalonate, which among other
things is involved in clotting mechanisms and thus might cause changes that are in a favorable
direction. There are other potentially beneficial biochemical actions of statins that are under
intense investigation by scientists impressed by the growing evidence that statins act by
mechanisms independent of cholesterol lowering. Lipid lowering is also very effective in relieving
anxiety about elevated cholesterol levels, and this may have significant health benefits.
But to return to adverse side effects, let it suffice to list them: (a) muscle pain and weakness
including potentially fatal rhabdomyolysis; (b) peripheral neuropathy and nerve damage which
can be permanent; (c) heart failure thought to be partly due to a deficiency of co-enzyme Q-10, a
biochemical that incidentally is used in some countries as a prescription drug to treat heart failure;
(d) dizziness and large drops in blood pressure; (e) cancer and the depression of the immune
system. Statins have even been suggested for use with transplant patients as an anti-rejection
drug; (f) depression linked to low cholesterol levels. This list comes from the review by Enig and
Fallon cited above. More details can be found in Graveline's books, which also include some
interesting case histories. It is probably safe to say nobody really knows the prevalence of the
adverse side effects of this class of drug. This is also not a popular or prestigious area of
research, nor one where it is easy to get funding.
In his book on side effects cited above, Graveline presents numerous anecdotal reports where
the individuals involved though their problems were connected to statins, but their symptoms
were attributed to Alzheimer's disease, Parkinson's disease, amyotrophic lateral sclerosis, i.e.
(Lou Gehrig's disease (ALS), or multiple sclerosis. This puts the problem in clear perspective.
The incidence of such disorders increases with age and there are no widely recognized or
accepted studies that directly relate statin use to these symptoms. Thus while physicians would
not be surprised to see an increase in patients presenting with symptoms of these neurological
disorders, in general they would not make any association with statins. Statins after all, except
for what the industry describe as very rare muscle problems, are thought to be safe. The point is,
while it may be true that statin users are putting themselves at increased risk of neurological
disorders which may mimic the diseases listed above, it is unlikely that mainstream medicine will
recognize the potential connection. The association if present may never be established to the
satisfaction of those demanding evidence. The studies are too long, too difficult to organize, and
too difficult to interpret, given that the incidence of the problems in question is rare, although
certainly significant to those who experience the symptoms. And who is going to pay for them?
What is really alarming about the anecdotal reports given by Graveline is that in most cases,
while symptoms diminished after termination of statin use, in some individuals they did not
completely resolve, leaving patients worried that the damage sustained, possibly by statin use,
was permanent. No one appears to be seriously studying these issues. In the real world of
evidence based medicine, anecdotal reports are easily dismissed. Finally, in this review evidence
was presented that cholesterol was not an issue for women or the elderly provided they did not
have CHD. Yet there are millions of women of all ages and as well elderly individuals who are on
statins and yet to not have CHD. If indeed they do not need statins, then they are unnecessarily
putting themselves at risk for serious side effects.
This is not just an issue that cholesterol critics have emphasized. There is a class action lawsuit
before the courts in the US claiming damages from a drug company for encouraging the medical
profession to prescribe statins to women and the elderly. According to the submission to the
court, the case is based on the contention that there is no evidence from relevant studies
indicating benefit and there is a risk of harm for the age-gender groups in question.
These then are some of the considerations that come into play when trying to weigh the risks and
benefits of statin therapy. If one believes that cholesterol is not an issue for women or for the
elderly who do not have CHD, then one side of the scale has nothing on it. For young men, this is
an important issue given the large number of individuals needed to treat to prevent one adverse
CHD incident.
STATINS FOR CHILDREN ???
The American Heart Association has just published its latest guidelines regarding drug therapy for
high-risk lipid abnormalities in children and adolescents [25]. These represent modifications of
the 1992 National Cholesterol Education Program guidelines. The main features of the older
guidelines have been preserved, and merely modified on the basis of what the committee regards
as the current situation with regard to other risk factors that might influence the decision for drug
intervention. Thus the current guidelines are as follows.
- Consider drug intervention in children age greater than equal to 10 (usually wait until
menarche for females and after a 6-12 month trial of diet and exercise).
- Consider drug therapy if LDL remains greater than equal to 190 mg/dL (4.90 mmol/L). If
LDL remains > 160 mg/mL (4.1 mmole/LL) and (a) there is a positive family history of
premature cardiovascular disease or (b) greater than equal to 2 other risk factors are present
after vigorous attempts to control these factors, then drug intervention is also indicated.
- Treatment goal: Minimal, LDL < 130 mg/mL (3.35 mmole/LL; ideal < 110 mg/mL (2.85
mmole/LL)
Risk factors and high-risk conditions: Male gender, low HDL, high triglycerides, small dense LDL,
overweight or obese and other aspects of the metabolic syndrome, hypertension, smoking or
exposure to passive smoke, and elevated lipoprotein(a), homocysteine, or c-reactive protein.
Finally, there are medical conditions that increase the risk such as diabetes, HIV infection,
systemic lupus erythematosus, organ transplantation or surviving childhood cancer and these
also count as risk factors.
The authors comment that the evidence base underlying these recommendations including LDL
targets is supported only by indirect evidence, evidence extrapolated from studies on adults,
studies performed in the context of familial hypercholesterolemia and expert consensus.
Furthermore, they caution that direct evidence of an impact of interventions during childhood and
adolescence on later cardiovascular morbidity and mortality will likely always be lacking and that
drug therapy should only be targeted toward individuals with high-risk lipid abnormalities or high-
risk conditions who have not reached the target lipid levels with lifestyle modification.
First, how common are levels of 190 or 160 mg/dL? A recent study looked at averages from data
collected between 1988 and 2002 [26]. For the age group from 12 to 20 years, mean LDL values
were about 100 mg/dL. For men, the 98th percentile came in at about 155 mg/dL and for women
the 95th percentile was about 135 mg/dL. Thus for this age group, LDL > 160 or especially = 190
is rare and appears to truly represent an abnormality. But In the group of children with LDL > than
160 mg/dL, if only two of the above listed risk factors are necessary for triggering drug
intervention, then this no doubt expands the eligible group considerably. Second, how successful
are dietary interventions in correcting elevated LDL. In a study published in 2001, a conventional
intervention involving reductions in total fat, saturated fat and dietary cholesterol over 5-8 years
produced a 2.0 mg/dL drop in LDL when comparison was made with a control group.
Furthermore, for this group which was initially 8-10 years old, both the intervention and control
groups experienced a drop in LDL from about 130 to 110 mg/dL on 5-8 years follow-up [27].
Obviously, a 2 mg/dL decrease in LDL would seem to have little clinical significance, especially if
one has an LDL over 160 and measurements in this age group may have little value anyway.
However, there are fundamental questions. We are dealing here with recommendations that are
by and large not based on studies relevant to the age group in question nor to the intended long-
term use of drug intervention. In a special article for the journal Pediatrics, Belay et al
address these and related issues [28]. They make the following points: (a) Randomized clinical
trials of statins in adults have been mostly for secondary prevention in older adults, and because
even children considered at the highest risk rarely experience a cardiovascular event, the results
of secondary prevention trials in adults should be cautiously applied to children; (b) the translation
of aggressive treatment targets based on secondary prevention trials from adults to children and
adolescents is not justified for primary prevention; (c) primary prevention studies using statins
with adults have not demonstrated any reduction in absolute risk for total mortality. They regard
this as a crucial aspect since before statins are used for primary prevention in children and
adolescents, they consider it critical to demonstrate that total mortality is reduced in later life with
childhood statin therapy; (d) the anti-inflammatory benefits of statins on advanced atherosclerotic
plaques may not be seen in children whose plaques are at a much different stage of
development. They go so far as to suggest that the effect of statins seen in primary prevention
relates to the subgroups of individuals who already have unstable plaques; (e) with regard to the
safety issue, the AHA position which incidentally seems to downplay side effects, is based on
trials with children that have lasted only from 6 months to 2 years and the clinical trials on
adolescents and children have been underpowered (too few subjects) to detect infrequent or rare
adverse effects. They also point to the problem that the intervention is during cognitive and
endocrinologic maturation, skeletal growth, and bone mineral accretion and that there are no
studies that directly address other statin safety issues in this age group.
Other problems need to be mentioned. Statins may be associated with central nervous system
problems and limb anomalies in about 15% of exposed first-trimester pregnancies [29].
Therefore, statin therapy among female teenagers capable of reproduction may carry a very
significant birth defect danger unless contraceptives are successfully employed. Also, girls have
lower risk of developing cardiovascular disease than boys, and this must be taken into account in
decisions about who to treat. There are also issues associated with breast cancer risk associated
with use of oral contraceptives prior to about age 20 (see the recent review on primary prevention
of breast cancer in the archives of IHN).
Finally, a study published in 1990 looked at cholesterol levels in children 8 to 18 years of age and
then followed them for 20-30 years to see how many as adults developed cholesterol levels that
would have merited continued surveillance and intervention [30]. The researchers found that
screening for total cholesterol resulted in significant numbers of individuals being incorrectly
classified with respect to future cholesterol level elevations. They point out that based on their
results, many children with high cholesterol levels have normal levels in young adulthood without
intervention.
While the above considerations seem to make it clear that the AHA recommendations are not, as
the authors admit, really evidence based and that there are many important issues, it is however
almost impossible to implement studies that start with very young children, put half of them on
statins, and follow the cohort for 30-40 years to see if the childhood LDL levels and risk factors
that would trigger this drug intervention in childhood really lead to cardiovascular problems in
much later life which are significantly decreased in the treatment group. Early treatment vs.
treatment of adult disease has never been carefully investigated. Thus the bottom line in the
case of children deemed at risk appears to be very aggressive lifestyle intervention to correct
childhood obesity and poor dietary habits. But the guidelines talk about diets low in cholesterol
and saturated fat, and yet the studies they quote found this intervention had almost no effect on
LDL levels. Other studies cited in the guidelines paper also were impractical (no meat or dairy
products) or produced only small effects and these on children with normal LDL levels. They also
are inconsistent in that they reference the AHA pediatric diet strategies which do not mention
avoiding cholesterol containing foods and which appears more in tune with reality [31]. To get the
diet plus exercise approach to really work will, it would seem, present a severe but obviously
highly worthwhile challenge to parents with children who might be targeted for statin therapy.
In addition, guidelines, which severely restrict fat, will in this age group probably invariably result
in a large increase in refined carbohydrate intake with an associated increase in triglycerides and
HDL, an increase in the risk of insulin resistance and inflammation, and thus an increase in the
risk of atherosclerosis. Just what is being targeted for prevention.
Given that (a) the indications for statin use in children are very far from securely evidence based
and in fact mostly based on evidence from adult studies on individuals with heart disease; (b) that
we are presumably talking about very long-term therapy; (c) that the long-term safety has not and
may never be directly established for this age group; and (d) that the optimum age for
pharmaceutical intervention has not been established, it would seem that parents need to be very
concerned regarding the recommendation to proceed with childhood statin therapy. But it must
also be acknowledged that children with a strong family history of premature heart disease who
have very high cholesterol levels are a special case for which some of the objections and
cautions enumerated above may perhaps assume somewhat less important. But this does not
minimize the problem of the absence of relevant evidence of benefit in this age group.
STATIN BENEFITS UNRELATED TO CHOLESTEROL LOWERING
In a recent review, Ray et al summarize the evidence suggesting that some of the benefits of
statin drugs are independent of lipid lowering [32]. They include
- Benefits appear independent of baseline LDL level.
- Benefits exceed the benefit predicted by the change in LDL level.
- Rapid benefits of aggressive initiation of statin therapy which come long before there is a
change in cholesterol levels.
- The different efficacy between statins is unrelated to their effects on cholesterol levels.
Studies have revealed that statin-mediated improvements in endothelial function (as for example
measured by improved blood flow) occur within days in humans, even after a single dose and
before any significant effects on lipids [33]. In fact, a recent study found that a non-statin
cholesterol lowering drug (ezetimibe) which was effective in lowering LDL levels failed to improve
endothelial function whereas equivalent lipid lowering with a statin produced the benefit [33].
These are called pleiotropic functions of a therapy, and at present this is a very active and
expanding area of research.
These pleiotropic functions of statin drugs undermine the argument that is the cornerstone of the
Cholesterol Hypothesis. This now appears to be gaining some recognition. For example, Brotman
et al [34] state in a recent article that "observing that statins reduce LDL cholesterol levels while
reducing cardiovascular mortality does not prove that LDL causes CHD, since statins also affect
other cardiovascular risk factors." They continue, "Since statins affect inflammation, endothelial
function, oxidative stress, and coagulation, we cannot conclude that LDL cholesterol is
atherogenic based on statin studies alone. This requires as convincing mechanistic explanation
and an array of consistent evidence supporting it." Also, in an editorial regarding the SPARCL
study [9] which found 80 mg/day of atorvastatin reduced overall incidence of stroke and
cardiovascular events, David Kent remarks that [10] "However, the finding has not settled the
controversy [cholesterol and stroke], since a strong correlation between the reduction of
cholesterol level and stroke prevention would be expected regardless of the mechanism by which
statins decrease risk, i.e. regardless of whether the cholesterol level is the actual mediator of the
treatment effect or merely a marker of adequate therapy and adherence."
SUMMARY
Ignoring the lipid lowering results, which we have dismissed as not proving the Hypothesis, the
evidence that high total cholesterol or LDL cholesterol causes atherosclerosis and CHD appears
limited to men under 50. An explanation for this exception was presented based on the
hypothesis that this group may have on average a very high exposure to professional and
domestic stress. In this age group there will be individuals who have exaggerated blood pressure
response to stress and this is associated with high levels of cholesterol. Exaggerated blood
pressure response is itself a risk factor for CHD, and thus the correlation with cholesterol. TC
and LDL are bystanders, not causative agents in this view [35]. The arguments that family-
related high cholesterol (FH) proves the Cholesterol Hypothesis is falsified if one accepts that
atherosclerosis is different in young FH individuals, that FH has a number of other adverse
aspects, and that in general, there is no evidence that FH on average reduces life expectancy.
One has also to consider the large number of observations discussed in this review that tend to
falsify the Cholesterol Hypothesis or weaken or destroy its foundations. In four books on this
subject published since 2001, three by medical doctors, the phrase "The Cholesterol Myth" has
set the tone. All four books essentially tell the same story as elaborated in this review. One has
a nice cartoon showing spectators at a parade remarking the Cholesterol Hypothesis Emperor
seated on his throne in a float has no clothes. But the Hypothesis is alive, well, thriving and in fact
gaining momentum as more and more people become eligible for lipid lowering treatment under
frequently revised guidelines, and this includes women of all ages and the elderly, both with no
evidence of CHD, for whom there appears to be no significant evidence of benefit. Finally we
have the now famous proposal of Wald and Law that everyone over that age of 55 should take
the so-called Polypill since, in their opinion, it could largely prevent heart attacks and stroke [36].
This is not a joke but a serious proposal published in the British Medical Journal, a peer
reviewed publication. The Polypill contains a statin, low-dose aspirin and a high blood pressure
drug and would presumably be patentable. In the over-medicated developed world, this actually
seems like a natural endpoint in the evolution of we have been witnessing in mainstream
medicine's approach to health and disease.
This review has more or less ignored HDL cholesterol and the evidence that high levels are
indeed protective. The subject of HDL is closely tied to triglycerides and to diet. A diet high in
carbohydrates, and especially one with lots of refined carbohydrates such as refined starches and
sugar, will in many individuals dramatically raise triglyceride levels and significantly lower HDL
levels and at the same time increase the risk of developing insulin resistance and systemic
inflammation which includes inflammation of arteries. This places one on the road to
atherosclerosis, diabetes, obesity and CHD. These adverse blood lipid changes are accompanied
by a shift in the LDL particle size in the direction of small, dense LDL particles thought to be the
important fraction in the context of inflammation, atherosclerosis and CHD. In fact, high
triglycerides and low HDL are considered to be a good surrogate marker for insulin resistance,
and insulin resistance is definitely something to be avoided. Nevertheless, current guidelines
include recommendations for low-fat diets and in some cases very low-fat diets and many
individuals would find it very difficult to make up the calorie deficit with fruit and green vegetables
and a minimum of protein, the latter being avoided because of the fat that many protein sources
contain. They turn of necessity to refined carbohydrates in large amounts and thereby defeat the
purpose of the dietary recommendation, i.e. reducing the risk of CVD, by raising their
triglycerides, lowering their HDL and ultimately acquiring insulin resistance, changes which work
in exactly the opposite direction from the goals envisioned by the guidelines.
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This article (in 3 parts) was first published in the November 2007, December 2007/January 2008, and
February 2008 issues of International Health News
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