RESEARCH REPORT
INFLAMMATION – A DOUBLE-EDGED SWORD
What is Known About the Associated Health Risks and Prevention?
PART III
by William R. Ware, Ph.D.
Emeritus Professor of Chemistry, University of Western Ontario
INFLAMMATION AND RHEUMATOID ARTHRITIS
Rheumatoid arthritis (RA) is a classic example of an inflammatory auto-immune disease, and its most obvious
manifestation is joint pain and dysfunction. The Japanese, who have a diet rich in n-3 PUFAs from fish have a
lower rate of RA than is observed in Western countries. This is in spite of the fact that a genetic predisposition
toward RA is more common in Japanese than in most other populations, leading to a prediction of a higher
prevalence of RA, whereas the opposite is seen.
According to a just published pair of papers from the Mayo Clinic, CHD (coronary heart disease) and congestive
heart failure (CHF) not only occur much more frequently in RA patients than in the general population, but also
do not present as expected (149,150). The authors caution that in RA patients the absence of traditional
cardiovascular risk factors does not rule out the presence of CV disease. Infarctions are also frequently
accompanied by minimal or no symptoms and escape detection until sudden death occurs. One of the
pathological mechanisms implicated is a lack of balance between pro- and anti-inflammatory cytokines. The
research also revealed that RA patients have twice the risk of developing CHF. The authors regard this as
evidence for the hypothesis that systemic inflammation may promote the development of CHF(149).
James et al (151) have recently reviewed the use of n-3 PUFAs for both prevention and therapy. As regards the
former, in a case-control study of women with RA, fish consumption was lower in the cases than in the healthy
controls. Being in the top 10% for n-3 intake (>1.6 g/d) was associated with a 60% decrease in the probability of
having blood markers indicating RA. As James et al point out, there is a need for controlled intervention studies
in the context of prevention. As regards treatment, the authors of this review examined 13 double-blind
randomized controlled trials that examined the therapeutic effect of fish oil on established RA. In 12 of the 13
studies, there was improvement in outcome measures, the most common being improvement in tender joint
count. The use of fish oil supplementation also is observed to decrease the use of NSAIDs. The question of
dose response is still open, but in the studies James et al discuss, there was more rapid clinical improvement
with 5.9 g/d of EPA + DHA vs. 2.9 g/d. This is consistent with a recent study that found 1.6 g/d of EPA + DHA to
be ineffective (152).
The use of NSAIDs in the treatment of RA is standard practice, and this was the principal use of the specific
COX-2 inhibitors. Now that Vioxx is withdrawn and the safety of Celebrex is being questioned, there may be
more interest in "natural" approaches to pain relief. In this connection, it is worth mentioning that the stomach
friendliness of Celebrex has also been called into question and there are those who consider it no better in this
respect than non-specific NSAIDs (153,154).
Rennie et al (155) have recently reviewed the subject of nutritional management of RA and concludes that there
is evidence to back up the recommendation that patients should consume a diet rich in the long-chain n-3
PUFAs and as well, antioxidants. The authors also point out that supplementation with EPA and DHA
consistently demonstrates an improvement in symptoms and a decrease in NSAID use. There is also clinical
evidence that a diet low in AA (arachidonic acid) ameliorates the clinical signs of inflammation in RA patients and
augments the beneficial effects of fish oil supplementation (156). The subject of anti-inflammatory diets will be
discussed later in this review.
N-3 FATTY ACIDS AND ALLERGIC DISEASE
The large increase in allergic disease in Westernized countries in the past few decades has prompted the
hypothesis that one of the aggravating factors might be the huge change in the n-6:n-3 ratio of PUFAs in the
modern diet. However, the use of supplemental n-3 PUFAs has had only modest success in impacting either the
treatment or prevention of allergies and in particular asthma. One area of interest involves the impact of the n-3
PUFAs during pregnancy on allergies in infants. Large studies are necessary at this point before conclusions
can be drawn (157).
INFLAMMATION AND CARDIOVASCULAR DISEASE
"Atherosclerosis is a multi-factorial multi-step disease that involves chronic inflammation at every stage, from
initiation to progression and, eventually, plaque rupture (158)." This quote nicely sums up the current view of
the connection between inflammation and atherosclerosis and thus heart disease, stroke, peripheral vascular
disease and the vascular component of Alzheimer's disease. The process can be started by an infection,
arterial injury or a response to oxidized low-density lipoprotein cholesterol (LDL-C or LDL for short), or
inflammation in general. Macrophages derived from monocytes are the dominant atherosclerotic inflammatory
cell infiltrate, but other cellular inflammatory mediators are also now known to be involved in the formation of the
atheromatous lesion. Plaque rupture and the resultant thrombosis also involve inflammation-related substances.
It is also thought that the protective effect of high levels of high-density lipoprotein (HDL) in part involves its anti-
inflammatory and antioxidant properties (158). As was discussed above, systemic inflammatory diseases such
as rheumatoid arthritis carry a much-enhanced risk of CVD, and there is some evidence that there is enhanced
risk with periodontal disease as well, although this is controversial. However, the effect of inflammation
associated with infectious agents (e.g. H. pylori or C. pneumoniae) is controversial with most
studies giving null results. There is evidence, however, from a recently published study (159) that suggests a
large and significant increase in heart attack risk (5 times) and stroke (>3 times) after systemic respiratory
infection or urinary tract infection, with the latter involving somewhat less risk. While the mechanistic explanation
for the association is unclear, the authors suggest inflammation. This risk was transient and disappeared in the
weeks following the infection episode. Much additional evidence could be cited, but the conclusion is clear that
there is a strong case for the association of inflammation and atherosclerosis and its various clinical
manifestations.
While over the last decade the focus in atherosclerosis has been on blood lipids and cholesterol lowering, it is
well known that something like half of all adverse cardiovascular (CV) events occur in individuals with a normal
blood lipid (cholesterol) profile, many of whom appear perfectly healthy. This has prompted the search for novel
risk factors unrelated directly to blood lipids. Considerable attention has been directed at the role and
interpretation of the serum markers of inflammation interconnection with CVD, especially the interleukins and C-
reactive protein (CRP), although only CRP is currently attractive as a marker for widespread clinical use since
the high-sensitivity assay is now standardized and widely available at a low cost. In prospective studies, an
elevated level of CRP is associated with increased risk of CV events even in apparently healthy individuals. It
also has prognostic value in patients with a prior history of CV disease. The combination of high total
cholesterol, low HDL and a high CRP is associated with greatly enhanced risk of heart attack or stroke (see the
IHN Research Report on CRP and Heart Disease—published February 2003). But there still remains the
question of whether these markers have a causal relation to coronary heart disease (CHD) or are merely
markers of the underlying disease process, or both (158). While there is no move toward a general
recommendation for measuring CRP levels along with blood lipids for routine risk assessment, it appears
generally accepted that such measurements have a place in therapeutic decision making in patients who are at
borderline risk based on traditional risk factors (158). One argument for CRP testing is that tests for this marker
and for LDL may be each detecting different high-risk groups. CRP measurements have been found to add
information of prognostic value at all levels of serum LDL, at all levels of the Metabolic Syndrome, and at all
levels of the Framingham Risk Score (160).
An interesting comparison of CRP versus other risk markers of CVD was carried out in the Women's Health
Study (160). Four inflammatory markers plus homocysteine, lipoprotein (a), serum amyloid and LDL were
compared. In a long-term follow-up, CRP provided the strongest predictive power. In the context of primary
prevention of CVD, CRP may be a stronger predictor than even LDL. Patients with elevated levels of both LDL
and CRP had 8 times the CV risk as compared to those with low levels of both markers. It is interesting that 46%
of the adverse events occurred in patients with LDL < 130 mg/dL, one of the currently accepted goal for primary
prevention (160).
STATIN DRUGS AND INFLAMMATION
It has been suspected for a number of years that the statin drugs have beneficial effects over and above their
ability to reduce cholesterol levels. There have now been a number of studies (158,160) where even short term
statin treatment has resulted in significant decrease in CRP levels, and this reduction was in an LDL
independent manner, suggesting both anti-inflammatory as well as lipid lowering effects. In one study, statin
treatment was effective in preventing acute coronary events in a primary prevention cohort with elevated CRP,
regardless of the baseline levels of LDL or the total cholesterol:HDL ratio.
Two studies published in 2005 relate to the statin-inflammation question. In one (161) intravascular
ultrasonography was used to assess the progression atherosclerosis in patients with documented CHD.
Moderate (40 mg/d of pravastatin) or intensive (80 mg/d of atorvastatin) interventions were compared. Reduced
rate of progression associated with intensive treatment as compared to moderate treatment was found to be
significantly related to greater reductions in the levels of both atherogenic lipoproteins and CRP. In the second
study (162), which involved the assessment of risk of recurrent MI or death from CHD among patients with acute
coronary syndromes, patients who had low CRP levels after statin therapy had better clinical outcomes than
those with high CRP, regardless of the level of LDL cholesterol achieved.
Mechanisms for the anti-inflammatory action of the statin drugs have been suggested (160), but much research
remains to be done before the multiple actions of these drugs are fully understood. Willerson and Ridker (160)
assert that statins are the most effective agents available today for the reduction of vascular inflammation.
However, because of the side effects occasionally associated with this class of drug, some of which are very
serious, many would not consider this an ideal solution to the problem of inflammation reduction. In this
connection, it is interesting that William R. Davis, a cardiologist who has been very active in promoting the so-
called calcium scan for measuring and monitoring the plaque load in patients presenting with heart disease
symptoms, comments in his new book Track Your Plaque (163) that while the drug companies claim that
the incidence of statin caused muscle aches and pain is of the order of 2-3% (not the full-blown muscle
inflammation and damage known as rhabdomyolysis), he and his colleagues have found in their own practices
that the number is more like 30%. He also finds that 100 mg/day of coenzyme Q-10 (CoQ-10) generally
reduces or eliminates the problem within several days. Statin drugs deplete cellular CoQ-10 (164), a side effect
that was recognized early in the history of this class of drug. Merck has two patents on the combination of a
statin drug with CoQ-10, but such formulations have for some reason never been marketed, nor, it would appear,
is there a widespread appreciation of this side effect. As regards rhabdomyolysis, a very recent study (165)
found after an analysis of the data bases of 11 health maintenance organizations, that the number of patients
needed to treat with the popular statins (Lipitor, Pravachol and Zocor) to generate one case of this muscle
disease per year was 22,727, which seems consistent with the claim of low risk. However, the number for the
recently withdrawn statin cerivastatin (Baycol) was a shocking 1873.
NSAIDs AND CARDIOVASCULAR EVENTS
Today, when one thinks about anti-inflammatory drugs, both the prescription and over-the-counter COX
inhibitors immediately come to mind, including ibuprofen, naproxen, aspirin, the heavily advertised Vioxx and
Celebrex, etc. After the withdrawal of Vioxx, the remaining COX-2 inhibitors are coming under increasing
scrutiny regarding adverse CV events and would not appear to be candidates for primary or secondary
prevention of CHD, although the use of Mobicox in connection with acute coronary syndrome may be significant
(166). This leaves the non-specific NSAIDs and since aspirin is unique in this class because of its so-called anti-
platelet activity, it is the only NSAID that appears to merit consideration. Aspirin irreversibly modifies COX-1 and
COX-2, but the affinity for the former is 50-100 times greater than for COX-2. The COX-1 inhibition blocks
eicosanoid production from arachidonic acid (AA) which significantly inhibits platelet thromboxane biosynthesis
with the resultant anti-platelet activity. Thromboxane is a potent prothrombotic and vasoconstrictive agent. One
dose of 325 mg of aspirin achieves full inhibition in about 3 hours which lasts for several days, but with doses of
40-80 mg/d, a cumulative effect is seen after 4 days and low doses can then maintain this inhibition (167). A
meta-analysis of five randomized primary prevention trials by Eidelman et al (168) found a statistically significant
32% reduction in the risk of first heart attack and a 15% reduction in the risk of all important vascular events, but
no significant effects on non-fatal stroke or vascular death. The authors regard these results as supporting the
position of the American Heart Association and the US Preventive Services Task Force recommendations that
individuals with a 10-year (Framingham) risk of a first coronary event that is 10% or greater would find the
benefit of aspirin outweighed the risks. In high-risk patients and for secondary prevention, aspirin has a long
established therapeutic role (169). Aspirin may have anti-inflammatory action over and above COX inhibition
(169).
POLYUNSATURATED FATS AND CARDIOVASCULAR EVENTS
As discussed in detail above, the n-3 PUFAs are in many respects anti-inflammatory, and thus the obvious
question, if atherosclerosis and its various clinical manifestations involve inflammation, then can the n-3 PUFAs
play a role in primary or secondary prevention? This has been a very active area of epidemiologic and clinical
research. In general, high intakes of EPA and DHA combined (2-4g/d) can lower serum triglyceride levels and
appear to have mild antihypertensive action as well. The cardio-protective mechanism at intakes below 2-4 g/d
appears to be related mainly but not entirely to reduced susceptibility to lethal arrhythmias (170). These benefits
may only indirectly involve anti-inflammatory action.
Two large and very long-term prospective studies, one involving over 45,000 men with a 14 year follow-up, the
other over 84,000 women with a 16 year follow-up, found inverse associations of CHD and n-3 intake. In the
men's study (171) published in 2005, over 45,722 men free of known CV disease were followed for over 14
years. Intake of n-3 and n-6 PUFAs were established by frequent food frequency questionnaires. It was found
that plant-based n-3 PUFAs reduced CHD risk when seafood based n-3 consumption is low. Little influence was
found from n-6 intake on the benefits of n-3 PUFAs from plant sources or seafood. Men with an intake of EPA +
DHA of > 250 mg/d had a reduced risk of sudden death from MI whether n-6 PUFAs intake was high or low.
A study published in 2002 (51) supports the importance of EPA and DHA in the context of sudden cardiac death.
Ninety-four men who had sudden death as the first evidence of CVD were matched according to age and
smoking habits with 184 men who acted as controls. Blood from cases was frequently collected by paramedics
at the scene. As compared with men whose blood levels of EPA and DHA were in the lowest quartile, the
relative risk of sudden death was only 0.19 for those in the highest quartile with a significant trend from quartile
to quartile. A similar case-control study with almost identical results was reported in 2000 by Siscovick et al (50).
They determined the fatty acid composition of the red blood cell membranes and used the sum of EPA and DHA
to generate quartiles. These two studies were the basis of the earlier discussion of the utility of the sum EPA +
DHA as a marker of inflammation and n-3 status in connection with CVD. The strong connection between n-3
PUFA intake and the risk of sudden cardiac death is generally attributed to an anti-arrhythmia effect.
In the women's study (172), fish consumption 1-3 times a month was associated with a relative risk (RR) of 0.7
for CHD, whereas the RR was 0.71 for once per week, 0.6 for 2-4 times per week, and 0.66 for more than 5
times per week. Across the quintiles of total n-3 fatty acid intake, the RRs were 1.0 (reference), 0.93, 0.78, 0.68,
and 0.67. For fish and n-3 fatty acid intake, the inverse association was stronger for CHD deaths as compared
to nonfatal MI. For example, the RR for fish consumption 5 times a week was 0.55 for CHD death, 0.73 for
nonfatal MI. For diabetic women, a higher consumption of fish and EPA plus DHA was associated with lower
CHD incidence and total mortality (173). Differences between men and women are noteworthy. The overall
picture of the relationship between fish consumption and CHD is presented in two meta-analysis studies
(174,175) published in 2004. Both provide convincing evidence of benefit.
There have been a number of randomized controlled studies of the use of n-3 PUFAs in the prevention of
recurrence of adverse cardiac events subsequent to a heart attack. Bucher et al (176) identified 11 studies up to
1999 that met the authors' criteria for acceptability for a meta-analysis. For patients on n-3 enriched diets as
compared to placebo, the RR was 0.8 for a non-fatal MI. In 5 trials, sudden death was associated with an RR of
0.7 whereas overall mortality had a RR of 0.8. Dietary and supplement sources were equivalent. This analysis
includes the Lyon Heart Study (a secondary prevention clinical trial), where a Mediterranean diet enriched with
alpha-linolenic acid vs. a normal European diet produced RRs (relative risks) of 0.3 for both fatal and nonfatal
MIs, 0.1 for sudden cardiac death and 0.6 for overall mortality (177). The fact that these rather sensational
results occurred in the absence of significant changes in blood lipid profiles strengthened the view of those who
consider cholesterol to be only part of the heart disease problem. Also included is the GISSI-Prevenzione trial
(178), an intervention trial involving a cohort of individuals who had recently survived a heart attack, which used
1000 mg/d of EPA plus DHA or a placebo. A 20% reduction in mortality was observed. Much of the benefit was
attributable to a 53% reduction in cardiac death, a result that emerged in an analysis of the first four months of
intervention (179).
Two studies just published relate to the role of n-3 and n-6 PUFAs in heart disease and stroke. In one,
researchers (180) found consumption of tuna or other broiled or baked fish was associated with decreased risk
(27-30%) of ischemic stroke, but fried fish was associated with increased risk, presumably because of bad fats in
the frying oil. In the other study (181), dietary PUFAs and in particular linoleic acid (LA) were found to have a
significant cardioprotective benefit. The finding for LA is interesting in connection with the emerging view that
the n-6 PUFAs are not as dangerous as first thought and may be beneficial as long as balanced with n-3s.
Adverse atherosclerosis related events generally involve plaque rupture, and thin fibrous caps on plaques rather
than thick fibrous caps are thought to increase the risk of rupture. In a recently published study, Thies et al (182)
carried out a randomized controlled trial of the association of n-3 PUFAs on the stability of atherosclerotic
plaques. Subjects were awaiting carotid endarterectomy (surgical removal of carotid artery plaque). They were
randomly assigned to fish oil (1.6 g EPA + DHA per day) or sunflower oil (n-6 fatty acid, and concentrations of
EPA, DHA and LA were measured in carotid plaques. As well, the plaque morphology was assessed and the
presence of macrophages measured. The time interval of intervention ran between 7 and 190 days. It was found
that plaques readily incorporated n-3 PUFAs from fish oil supplementation, and that this induced changes that
enhanced plaque stability, whereas n-6 PUFAs did not affect carotid fatty acid composition or stability. The
authors comment that the rapid incorporation of n-3 PUFAs suggests that atherosclerotic plaques are fairly
dynamic with some degree of lipid turnover even at an advanced stage of atherosclerosis. The most interesting
result was that more plaques were seen with well-formed fibrous caps in the fish oil group, even though the
intervention period was short, and as well, fewer macrophages were found in the plaques of the fish oil group.
Macrophages are thought to make a major contribution to plaque inflammation and instability. Both of these
observations relate to a lower risk of rupture in the fish oil group, the importance of inflammation in plaque
instability, and the anti-inflammatory role on n-3 PUFAs in atherosclerosis and associated diseases.
INFLAMMATION AND ALZHEIMER'S DISEASE
While Alzheimer's disease is a heterogeneous disorder arising from multiple etiologies, there is now
considerable evidence linking inflammatory processes to the pathology in vulnerable regions of the AD brain
(183-186). Inflammatory activation of microglia (small non-neuronal cells) is consistently found in senile plaques
in AD. Amyloid beta peptides, found in neuritic plaques, are also thought to be centers for inflammatory
activation (186). In a large follow-up study of well functioning individuals aged 70-79, high baseline levels of
interleukin-6 (IL-6) and CRP were predictive of poorer cognitive performance over two years of follow-up (187).
In the 25-year follow-up in the Honolulu-Asia Aging Study, comparison of men in the lowest vs. highest quartiles
of CRP found a significant 3-fold increase in risk for all dementias combined and for both AD and vascular
dementia (188). A recent meta-analysis of the use of NSAIDs found a protective role against AD for long term
use (189). While this does not prove that inflammation is a causative factor, the hypothesis is attractive. Much
additional evidence based on animal and cell culture studies and human autopsy data could be quoted for the
role of inflammation in AD (see (183,190) and the Research Report on AD in IHN, July/Aug and Oct 2003). It has
been argued now for some time that there is a connection between AD and CVD and atherosclerosis. Casserly
and Topol (191) recently reinforced this view, suggesting that AD and atherosclerosis are in fact independent but
convergent disease processes with one of the links being inflammation. Another way of stating this is that if one
accepts that AD is at least in part a vascular disease sharing many risk factors with CVD, then if inflammation
plays a role in CVD it might also be expected to be involved in the initiation and progression of AD.
ALZHEIMER'S DISEASE AND NSAIDs
Long-term epidemiologic studies (observational) of traditional NSAIDs with the object of studying primary
prevention have shown considerable benefit, but only with two or more years of use. The importance of long-
term use is illustrated in the meta-analysis quoted above (189). In this study, the pooled relative risk (RR) of AD
among users of NSAIDs was 0.72. When stratified by length of use, the RR was 0.95 for < 1 month, 0.83 for <
24 months, and 0.27 for > 24 months. Only the last result was statistically significant if one requires the upper
95% confidence limit to not include the null value of 1.00. Pooled RR for aspirin use was 0.87 but was not
statistically significant. Bas et al (192) obtained a similar non-significant benefit for aspirin in this context. Thus it
appears that only long-term use of NSAIDs (traditional, non-specific) offers protection against the development
of AD, with in fact dramatic reduction in risk for periods exceeding two years. This leads to the hypothesis that it
is only the early pathology that is being targeted and that lengthy exposure to the action of these drugs is
necessary (189;192;193). The failure of clinical trials, which all involved patients with early symptomatic AD, to
yield positive results is consistent with this view. As van Gool et al (193) point out, classical NSAIDs inhibit both
COX-1 and COX-2 enzymes, but also have other actions that are independent of COX activity. Thus it is
dangerous to take these results as proof that the observed benefits are only COX inhibitor related. In fact, some
NSAIDs are capable of inhibiting the formation of amyloid-beta, thought to be the main player in plaque
formation, by a non-inflammatory mechanism (193).
Very recently there have been media reports associated with an unpublished 1999 clinical trial by Pfizer of
Celebrex in connection with AD. No benefits were found, but an increased risk of adverse CV events was
observed. Dr. Eric Topol, cardiologist at the Cleveland Clinic, has recently examined the data and concludes that
the results related to CV events were statistically inconclusive (Feb.2, 2005, www.theheart.org, online newsletter).
ALZHEIMER'S DISEASE AND N-3 PUFAs
Seven studies confirm that there is an inverse relationship between either intake or serum markers of n-3 PUFAs
and the risk or progression of AD, vascular dementia or cognitive impairment. In a prospective study, Heude et
al (194) used the fatty acid content of red blood cells as a marker. In a four year follow-up, n-6 PUFAs were
associated with an increased risk of cognitive decline, whereas the higher the n-3 content, the lower the risk. In
the Rotterdam Study (195) which was also prospective and used a food frequency questionnaire, in a 2 year
follow-up fish consumption was inversely related to the occurrence of dementia. The relative risk of 0.4 for
dementia and 0.3 for AD were both significant and impressively low. In a case-control study, Tuly et al (196)
found lower DHA levels in AD patients than in controls. Otsuka et al (197) compared cases of AD and vascular
dementia with controls. There was a positive association with n-6 PUFAs in males. In females, low fish
consumption was associated with increased risk and cases presented an absolute deficiency in n-3 PUFAs.
Conquer et al (44) in a case-control study using plasma levels found the AD cases had lower total n-3 PUFAs
and a higher n-6:n-3 ratio, and the total n-6 PUFA levels were higher in the cases vs. controls. In a follow-up
study over 2-3 years, Kalmijn et al (198) (the Zutphen Study) found that a high intake of linoleic acid (LA) was
associated with cognitive impairment, while fish consumption was inversely related to the risk of cognitive
impairment. Finally, Yehuda et al (199) in an intervention study found feeding a fatty acid formulation that was
4:1 in the n-6:n-3 ratio (compared with approximately 20:1in the typical Western diet) yielded clinical benefits in
AD patients. Thus the case for the benefit of n-3 PUFAs, as found in a number of studies published between
1996 and 2003, might be described as fairly strong even though some of the results were merely suggestive
rather than statistically significant.
There is considerable evidence that inflammation associated compounds, including various cytokines and
prostaglandins, compounds that are known to promote and sustain pro-inflammatory conditions, are present in
the brain tissue of AD patients (200). Thus the inflammatory and anti-inflammatory characteristics of the n-3 and
n-6 families, as discussed above, are consistent with the various studies described. However, the n-3 PUFAs
may also have non anti-inflammatory actions also, including lowering the risk of thrombosis, reducing blood
pressure, reducing triglycerides and improving glycemic control (194). The obvious preventive action that might
reduce the risk or retard progression of AD, other dementias and cognitive decline—eat fatty fish several times a
week or take EPA/DHA or fish oil supplements, or both. It is probably wise not to depend on alpha-linolenic acid
(ALNA) from, for example, flax seeds, due to the low conversion rate to the long-chain n-3 PUFAs.
INFLAMMATION, DIABETES AND THE METABOLIC SYNDROME
Type-2 diabetes is characterized by progressive hyperglycemia, insulin resistance and ultimately pancreatic
beta-cell failure. The hypothesis that type-2 diabetes at least in part is an inflammatory disease was first
advanced in 1993. Two recent reviews (201,202) nicely summarize the current status of the evidence that this
hypothesis has merit. There are four prospective studies that found the risk of developing diabetes was
positively associated with plasma levels of markers for inflammation including IL-6 and CRP. One study
(203,204) developed an overall inflammation score based on serum markers to which they added the total
leukocyte count and the plasma fibrinogen level. When comparing the highest with the lowest quintiles based on
this score, an increased risk of type-2 diabetes of 3.7 was found in white non-smokers. Thus smoking appears in
this context to be protective in spite of the fact that it is in general inflammatory. Failure to correct for this may
have seriously confounded some studies. It is thought that nicotine inhibits the release of inflammatory
cytokines from fat tissue. Other evidence quoted in these reviews includes:
- there is a correlation between fasting insulin concentrations and CRP;
- human fat tissue expresses tumour necrosis factor (TNF), and the concentration of this cytokine is
positively associated with the body mass index (BMI) and is elevated in obese patients. In fact, there is now
considerable evidence to show that obesity is a state of chronic inflammation as indicated by increased
plasma concentrations of CRP, IL-6 and other markers;
- the pro-inflammatory effects of overeating in normal subjects are similar to those found in the obese in a
fasting state;
- insulin resistance promotes inflammation;
- individuals with the Metabolic Syndrome have elevated levels of CRP and at high risk of developing type-
2 diabetes. Roberts and Evans (201) in fact suggest that a CRP cut-off of >3 mg/L be used to enhance
prognostic power in individuals diagnosed with the Metabolic Syndrome. Incidentally, the diagnosis of the
Metabolic Syndrome (any three of the following—hypertension, low HDL and high triglycerides, impaired
fasting glucose, abdominal fat with a poor waist to hip measurement and obesity) is easier than diagnosing
insulin resistance directly, and thus combining CRP measurements with the presence of the Metabolic
Syndrome for diabetes risk assessment is attractive;
- levels of glycosylated hemoglobin (hemoglobin A1C, a measure of long-term average blood glucose
levels) above 9% are significantly associated with elevated CRP levels, suggesting that inflammation may
also be related to poor glycemic control;
- it is well known that type-2 diabetes puts one at high risk for CVD;
- inflammatory eicosanoids and cytokines are implicated in pancreatic beta-cell failure.
The overall picture as summed up by Roberts and Evans (201) presents the view that the Metabolic Syndrome,
type-2 diabetes and CVD are manifestations of a "common soil" patho-physiology with insulin resistance and an
inflammatory condition as central features.
A case-control study (205) published in March 2004 supports the above conclusions. Subjects for this study
were from the Nurses' Health Study. A positive association was found with diabetes risk for three inflammatory
markers, IL-6, CRP and a surrogate marker for TNF. The strongest association was with CRP with an increased
risk of 4.36 for diabetes when extreme quintiles were compared. The association of CRP with diabetes was
comparable or stronger than the association of CRP with CHD. Thus elevated CRP may help identify high-risk
populations for both type-2 diabetes and CVD. Large differences in the risk prediction by CRP were found
between aspirin users and non-users. For example, for those in the highest CRP quintile, an odds ratio (similar
to the risk ratio) of 9 was found for non users vs. 3 for users of aspirin. The authors suggest that the
inflammatory role of CRP may be mitigated by aspirin use. The authors point out that the biological mechanisms
through which CRP increases the risk of diabetes are not well understood, but CPR may have an indirect
influence on insulin resistance and insulin secretion. Since the production of CRP is regulated by the
inflammatory cytokines TNF and especially IL-6, the association between CRP and the risk of diabetes may also
reflect the detrimental effects of these cytokines on insulin resistance. Several mechanisms have been
discussed (205).
Aside from the inclusion of stratification for aspirin use in the above described study, there appear to have been
limited recent human studies of the preventive potential of NSAIDs in the context of type-2 diabetes. The
evidence presented by Helmersson et al (206) that COX mediated inflammation may be involved in type-2
diabetes should inspire studies that address the potential role of these inhibitors in more detail, but the recent
association of the COX-2 inhibitors with adverse CV events may discourage clinical trials aimed at primary
prevention. With regard to PUFAs, one recent large study addresses this question. Based on a 14 year follow-
up associated with the Nurses' Health Study, Salmeron et al (207) found that intakes of saturated or mono-
saturated fat were not significantly associated with the risk of diabetes, but for a 5% increase in energy from
PUFAs, the relative risk (RR) of type-2 diabetes was 0.63 and for a 2% increase in energy from trans fatty acids
the RR was 1.39 The RR for the highest quintile of n-3 marine PUFA intake (EPA and DHA) was 0.8 and the
trend from the first quintile to the fifth was significant. The ratio of n-6 to n-3 PUFA intake was, however, not
significantly associated with the risk of type-2 diabetes. This study was considered by the authors to be superior
to earlier studies that found no effect of fat or specific types of fat. They argued that these earlier studies were
too small and not adjusted simultaneously for other types of fat.
INFLAMMATION, A RESPONSE TO PSYCHOLOGICAL STRESS
This is an important aspect of inflammation since psychological stress is unfortunately a significant part of
everyday life for many individuals. Stress induced inflammation is part of a more general subject, i.e. the mind-
disease connection (208). Some may not even be aware of subtle, chronic stress, especially if it is associated
with the workplace or a toxic home environment. Stress initiates a multitude of biochemical responses and
causes changes in levels of cellular and circulating chemicals, some but not all of which are inflammatory. There
appears little doubt that a significant result of psychological stress is a response that mimics the inflammatory
response initiated by infection, injury, etc. This is the basis for the relationship between stress and various
diseases which have an inflammatory component as part of their etiology (209).
Stress can also be described in terms of so-called negative emotions—depression, anxiety and the combination
of hostility and anger. Related aspects include low self-esteem, low socioeconomic status, and impaired
interpersonal relationships. A work environment with extreme competition, demanding deadlines, insecurity and
perhaps harassment provides a good example of an emotionally toxic environment. Toxic home environments
are well known to those who practice family therapy. It is sometimes useful to think of mental stress as acute,
episodic or chronic. All three are thought to be dangerous. There are a number of biomarkers that are used to
make the association between mental stress and inflammation, including CRP, IL-6, TNF or its surrogate
markers the soluble TNF receptors, and a number of so-called stress hormones including cortisol. Of these, IL-6
has turned out to be one of the most important, and its disregulation is thought to be a key aspect of the link
between mental or psychological stress and related disease states. These stress related disease states are now
generally recognized (209-211) to comprise atherosclerosis, CHD, CVD, type-2 diabetes, Alzheimer's disease,
and the various aspects of the Metabolic Syndrome. The evidence that inflammation is an integral part of the
response to stress and has a significant impact on the initiation and/or progression of the above listed diseases
has been discussed extensively in the literature and recently reviewed by Paul H. Black, one of the active
researchers in this area (209). There is a very large literature base associated with the mechanisms whereby
psychological factors interact with the immune/inflammatory systems and as well there are a number of
epidemiologic studies that reinforce the connection. Space limitations preclude a detailed discussion. With
regard to the connection between stress, inflammation and CVD, the reader is referred to a recent
comprehensive review by Black and Garbutt (212).
OBESITY AND INFLAMMATION
It now appears generally accepted that obesity is associated with a state of chronic inflammation, as indicated by
increased plasma concentrations of CRP, IL-6 and other markers (202). Adiposity (the so-called apple shape
caused by a large accumulation of abdominal fat) is thought to induce a pro-inflammatory milieu due to the
secretion of IL-6, TNF and other pro-inflammatory compounds, and this in turn results in insulin resistance,
Metabolic Syndrome, impaired glucose tolerance and finally type-2 diabetes. In addition, a pro-inflammatory
milieu enhances endothelial dysfunction and positively influences the progression of atherosclerosis (213). One
measure used to establish the presence of the Metabolic Syndrome is in fact the presence of an apple shape.
Weight loss in overweight or obese populations results in a decrease in markers such as IL-6 and CRP (214).
Direct evidence of the obesity-inflammation-CVD link is provided by a recent study by Engstrom et al (215)
where five inflammation sensitive plasma proteins (ISPs) were measured in over 6000 men who were then
followed for about 18 years to ascertain the risk of fatal and non-fatal heart attack and stroke. High levels of
inflammation as measured by the ISPs were associated with increased risk in all categories of body mass index
(BMI). The age adjusted relative risks for obese men (BMI>30) were 2.1, 2.4, 3.7 and 4.5 (!!) for those with 0, 1,
2, and 3 or more ISPs with serum levels in the top quartile. Individuals with a BMI<25 and no elevated ISPs
were used as a reference, i.e. low inflammatory status and neither obese or overweight. Obesity, especially as
reflected in poor waist to hip ratio (apple shape), is often accompanied by insulin resistance, a precursor to type-
2 diabetes (214). Large congregations of apple shaped individuals can usually be observed at "all-you-can-eat"
buffets.
The influence of n-3 PUFAs on obesity-related insulin resistance was examined in a recent study by Browning
(216). Instead of using CRP or the inflammation markers used by Engstrom et al, serum sialic acid was selected
as being superior for this study. Premenopausal non-diabetic subjects with a BMI range of 24 to 44 were
grouped according to inflammatory status based on this marker. The group with the higher inflammatory status
was found to have higher BMI and evidence of greater insulin resistance. The effect of supplementation with 1.3
g/d and DHA 2.9 g/d was compared with a placebo. The n-3 group showed a decrease in insulin resistance, but
the large and significant change as compared to the placebo group was in the subgroup with high levels of
inflammation.
INFLAMMATION AND DIET
The balance between n-6 and n-3 PUFAs is both a dietary and supplement issue, and because of the low
efficiency in vivo for the conversion of alpha-linolenic acid to EPA and DHA, the dietary aspect mainly
involves fish consumption, and in particular oily fish such as salmon. The broader issue concerns diet in
general. Are some diets pro-inflammatory, others anti-inflammatory? Some recent studies relate to this
question.
- Esposito et al (217) randomized 180 patients with Metabolic Syndrome to either a Mediterranean–type diet
(increased daily consumption of whole grains, fruits, vegetables, nuts, and olive oil) or a control diet (50-60% of
energy from carbohydrates, 15% from proteins and <30% from fat). Serum markers of inflammation (CRP, IL-
6, 7 and 18) were significantly reduced in the intervention group, and as well, endothelial function score
improved and insulin resistance decreased significantly. At 2 years of follow-up, only 40/90 patients in the
intervention group still had features of the Metabolic Syndrome vs. 78/90 in the control group. In the same
2004 issue of JAMA, Knoops et al (218) reported a study of 10-year mortality associated with the
Mediterranean diet. Four factors were associated with low risk, a Mediterranean diet, being physically active,
moderate alcohol use and non-smoking. The combination of all four factors reduced the all cause mortality rate
to 0.35, and the four factors were each associated with reduced risk, not only for CVD but also for cancer.
- Using a dietary pattern approach (see the IHN research review, The Diet Zoo) to examine the question of
diet and markers for inflammation and endothelial dysfunction, Lopez-Garcia et al (219) compared a prudent
diet (higher intakes of fruit, vegetables, legumes, fish poultry and whole grains) and a Western diet (higher
intakes of processed and red meat, sweets, desserts, french fries, and refined grains). The prudent diet was
associated with lower serum CRP levels and low endothelial dysfunction whereas the Western diet showed the
reverse.
- A study (220) of the relation between a diet with a high glycemic load and serum CRP found a strong
relationship with a median CRP concentration for the lowest quintile of dietary glycemic load of 1.9 mg/L vs. 3.7
mg/L (well into the danger zone) for the highest quintile, independent of conventional risk factors for ischemic
heart disease. Thus diets that result in high post-meal blood glucose levels appear to be inflammatory.
- The Lyon Heart Study discussed above found a Mediterranean diet with enhanced alpha-linolenic acid
yielded a very large reduction in adverse CHD events when compared to a normal European diet. This was a
secondary prevention trial (177).
Other studies could be quoted, some not as strongly supportive as the above, but the picture would remain
essentially unchanged. The general dietary principles to be deduced from the above are very similar to those
promoted by Sears in his new book on inflammation (10), as well as those suggested by Challem in The
Inflammation Syndrome (3). Thus if there is such a thing an anti-inflammation diet, then an evidence based
answer would be that it appears to resemble the classical Mediterranean diet, which can also be characterized
as a low glycemic load diet. However, on the basis of the frequency with which fish consumption enters into
considerations of disease risk, as seen throughout the above review, the anti-inflammatory diet should contain
a liberal amount of this natural source of EPA and DHA. Anyone wanting to play it safe, however, would
probably want to take supplemental EPA + DHA or fish oil, with the amount adjusted to account for fish
consumption. Dislike of fish or fear of mercury, dioxins and PCBs cause some to elect taking ultra-refined
EPA/DHA concentrates or a fish oil that is low in contaminants (see www.ifosprogram.com for detailed information on the contamination
levels in some fish oil products). According to Barry Sears (10), high levels of contamination are not uncommon
in fish oil so it is buyer beware. Also, there appears to be no regulation regarding the use of the terms
'pharmaceutical grade" or "toxin free."
Which fish are safe is a matter of what standard one wishes to apply. The FDA's so-called Action Level is 1.0
part per million (ppm) of mercury but 30 years ago they were enforcing 0.5 ppm and seizing millions of cans of
tuna. The FDA website lists mercury levels in various commercial fish and shellfish (http://vm.cfsan.fda.gov/~frf/sea-mehg.html).
CONCLUSIONS
One conclusion that could be drawn from the many studies quoted above is that in developed countries where
both agriculture and the food industry are highly industrialized, diets highly "Westernized," and where food and
beverage choices are profoundly influenced by advertising, large segments of the population appear to suffer
from a chronic deficiency of the n-3 PUFAs and in particular EPA and DHA. This is in part, and perhaps in large
part, responsible for, or at least related to, chronic but silent inflammation. This then may play a critical role in
many disease states that appear to characterize our present level of "civilization." One is reminded of the often-
quoted observation that at the beginning of the last century coronary heart disease was almost unknown.
Chronic inflammation is of course not simple. It can be caused or aggravated by psychological stress, low intake
of n-3 PUFAs, chronic infection, autoimmune disease, toxins or irritants in food, air and water, trans-fats,
smoking, obesity and overeating, hyperglycemia, etc. The evidence concerning the connection between chronic
inflammation and a variety of diseases including the major degenerative diseases is of growing significance. If
Barry Sears and others are correct about their interpretation of the serum AA/EPA ratio, then silent, chronic
inflammation is present in the North American population to an alarming but almost totally unrecognized extent.
This is consistent with the incidence of the major killer diseases such as heart disease, diabetes and cancer,
which has dramatically increased over the last century while at the same time the typical diet has become, so it
would appear, much more pro-inflammatory. More research seems urgently needed regarding the implications of
the AA/EPA ratio which may indeed turn out to be a key indicator of overall health status and future health
prospects. It is encouraging that this blood test has at least gained the status of easy accessibility and can be
ordered by any physician.
The connection between obesity and inflammation on the one hand, and inflammation and type-2 diabetes on
the other, carries the strong message that chronic inflammation merits serious consideration as one of the
driving forces of the current diabetes epidemic, especially since the age of onset is decreasing rapidly and "adult
onset diabetes" must now be modified to include "teenage onset." The suggestion that type-2 diabetes will in the
next few decades bring health care to the brink of bankruptcy and push insurance rates to unaffordable levels
appears to be more than just scare mongering. While what might be called the inflammation hypothesis is still
quite young and underdeveloped, and much research needs to be done, the existing evidence should cause it to
be taken very seriously indeed. The reduction in chronic inflammation could and perhaps should be considered
a major goal of preventive medicine and public health.
It is probably overly optimistic to think that progress will be easy. Obesity has proved to be difficult to overcome
in practice with diet and exercise, and smoking is actually on the increase in certain segments of the population.
All-you-can-eat buffets are popular. The Western style diet, which appears to be pro-inflammatory, is well
entrenched. A dislike for fish is quite common. Mental stress permeates many workplaces and as well many
home environments and is exacerbated by poverty, low social status and low self-esteem. Knowledge among
the general public of the essential aspects of the Mediterranean diet or any other diet thought to be anti-
inflammatory is probably not common, nor is what constitutes an adequate intake of n-3 PUFAs and how to get it
common knowledge. Most physicians probably are unaware that assessment of the AA/EPA ratio and the EPA
+ DHA sum is now readily available from commercial labs, nor is the potential information from these two blood
markers widely appreciated or even known among general practitioners who could easily order the Omega-3
Essential Fatty Acid Profile along with the standard blood lipid profile. Most people have probably never
heard of advanced glycation end (AGE) products, but a possible way to reduce inflammatory levels is through
the avoidance of high-AGE foods.
Natural anti-inflammation strategies are limited but potentially significant. Aside from diet, the centerpiece of
course consists of EPA and DHA, either in the form of refined fatty acids or from fish or fish oil. Sears takes the
position that 3 g/d of fish oil is appropriate for "healthy" individuals. William R. Davis, the cardiologist mentioned
above, recommends a minimum of 1.5 g/d of EPA and DHA combined (about 5 g/d of fish oil) for individuals
without heart disease, which is similar to Sears' recommendation. Both suggest larger daily intake if serious
disease is present. Sears recommends increasing fish oil or EPA + DHA consumption if the AA/EPA ratio is
greater than 3. The cardiologist Dr. Stephen Sinatra comments (www.drsinatra.com) "I'm so impressed with the research on fish oil
supplements that I include it in my core heart-health program." It is worth repeating that alpha-linolenic acid
(ALNA), for example from flax seed or flax seed oil, is not a very good source of EPA and DHA since the
efficiency of conversion can be very low. They are however frequently touted as great omega-3 foods. There is
some evidence, as mentioned above, that large amounts of ALNA might be harmful for men. While the
conventional wisdom is for lowering the intake of the n-6 PUFAs such as LA and AA, as mentioned above there
is growing evidence to indicate that either LA or the long-chain fatty acid AA to which it is converted are not as
dangerous as originally thought, and that the best action to correct a poor AA/EPA or high dietary n-6:n-3 ratio
may be to increase the levels of EPA and DHA. It now appears that the main undesirable aspect of either ratio
being high may be due to low n-3 intake rather than high n-6 intake.
In the presence of pain, the natural reaction is to turn to over-the-counter or prescription anti-inflammatory drugs,
and there are a number of non-specific NSAIDs from which to choose and as well physicians still have several
options for specific COX-2 inhibitors. But there is potentially a high price to pay in upper gastrointestinal (GI)
damage, ulcers, perforation, bleeding etc. While not common, such side effects are also not that rare. Aspirin
doubles the risk of GI bleeding even at doses as low as 75 mg/d, and for anyone taking aspirin who has a history
of bleeding from ulcers, recurrent bleeding will occur in 15% of cases within a year (221). While Celebrex is
promoted as being more stomach friendly than non-specific NSAIDs, the research backing this up has been
called into serious question (153,154). No one appears to have questioned the gastric advantages of Vioxx, but
this drug has been pulled from the shelves, and the whole COX-2 class of drugs is now under suspicion.
In connection with the use of substitutes for the non-specific NSAIDs (not including aspirin), a recent large case-
control study (222) found that sudden cessation of use of NSAIDs put patients at enhanced risk of a heart attack,
with those having RA and lupus at particular risk, almost 4 times compared to controls. Patients who had used
NSAIDs for a long period were also at increased risk. The risk disappeared several weeks after the
discontinuation of the drug. The authors suggest an inflammatory rebound effect, but the mechanism is in fact
unknown. Individuals switching from NSAIDs to natural anti-inflammatory substances such as the long-chain n-3
PUFAs, turmeric or other supplements should be aware of this potential risk and discuss with their physician a
program for termination. Finally, Barry Sears, in his new book (10), makes a strong argument for using fish oil or
purified EPA + DHA, on occasion in high doses, to treat pain, and he presents case histories to back up his
claim of effectiveness. A comprehensive discussion of alternatives to NSAIDs can be found on Dr. Stephen
Sinatra's website.
If an action plan can be derived from the information in this review, it would involve a Mediterranean type diet
typical of Crete in the 60s with lots of fish and a glass or two of wine a day, supplementation with EPA and DHA
or fish oil to achieve an AA/EPA ratio below 3 and an EPA + DHA sum of > 4% of total serum phospholipids, and
the avoidance of stress, environmental toxins and irritants. Persistent CRP levels above 2 to 2.5 mg/L would
merit investigation. Obesity or being overweight would be regarded as a highly dangerous state of affairs
urgently requiring attention. An action plan similar to this is outlined in great detail in Barry Sears' new book,
The Anti-Inflammation Zone (10).
Some would say that this is reading too much into the fatty acid studies where there are inconsistencies and
contradictions. Perspective is perhaps gained from the following comment by Walter Willett and Meir Stampfer
of Harvard in connection with randomized prevention trials (223): "In general, clearly positive results would
be compelling, but negative results would be difficult to interpret." Considering the intense clinical and
epidemiologic research interest in EPA and DHA and what is already known, the problem of inconsistent studies
may be eventually sorted out, and these two fatty acids could in fact become the heroes of 21st century
nutritional supplementation. Only time will tell.
Please see Part I for references
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